Mid Continent Capital’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Mid Continent Capital’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$605K	Buy	32,500 +7,500	+30%	+$143K	0.04%	187
2015 Q2	$487K	Buy	25,000 +8,000	+47%	+$163K	0.03%	234
2015 Q1	$345K	Hold	17,000	–	–	0.02%	257
2014 Q4	$336K	Hold	17,000	–	–	0.02%	256
2014 Q3	$336K	Hold	17,000	–	–	0.02%	260
2014 Q2	$341K	Hold	17,000	–	–	0.02%	262
2014 Q1	$336K	Hold	17,000	–	–	0.02%	258
2013 Q4	$316K	Buy	17,000 +600	+4%	+$10.9K	0.02%	262
2013 Q3	$299K	Buy	16,400 +1,400	+9%	+$26.3K	0.02%	257
2013 Q2	$291K	Buy	+15,000	New	+$313K	0.02%	257

Other funds holding FLC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Mid Continent Capital's FLC Position: Q3 2015 in Review

Mid Continent Capital increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 30% in Q3 2015, buying an estimated $143K and bringing the position to 32,500 shares worth $605K. The position accounts for 0.04% of the portfolio, ranked #187.

Mid Continent Capital first reported a position in FLC in Q2 2013 and has held it in 10 quarters since. 30 funds tracked by Wall St. Rank hold FLC as of Q3 2015.

Mid Continent Capital held 32,500 shares of Flaherty & Crumrine Total Return Fund worth $605K as of Q3 2015.
Mid Continent Capital bought 7,500 Flaherty & Crumrine Total Return Fund shares in Q3 2015, an estimated $143K.
Flaherty & Crumrine Total Return Fund made up 0.04% of Mid Continent Capital's portfolio in Q3 2015, its #187 holding.
Mid Continent Capital first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 10 quarters since.
30 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2015.

Based on Mid Continent Capital's 13F filing for Q3 2015, filed 22 Oct 2015.