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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12.7M +$1.15M +53,073 +10%
NL
2
NWAM LLC
Washington
$6.58M +$152K +7,002 +2%
Invesco
3
Invesco
Georgia
$2.67M +$234K +10,789 +10%
LPL Financial
4
LPL Financial
California
$1.95M +$44.4K +2,051 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M -$83.9K -3,872 -6%
Wells Fargo
6
Wells Fargo
California
$790K -$70.3K -3,247 -8%
UBS Group
7
UBS Group
Switzerland
$757K +$505K +23,334 +196%
GWM
8
Geneos Wealth Management
Colorado
$738K -$46.5K -2,149 -6%
Cohen & Steers
9
Cohen & Steers
New York
$513K -$229K -10,559 -31%
LCM
10
Laurion Capital Management
New York
$456K +$460K +21,236 New
IH
11
IFC Holdings
Florida
$378K +$28.4K +1,310 +8%
CIA
12
Capital Investment Advisors
Georgia
$300K -$7.47K -345 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$272K
Morgan Stanley
14
Morgan Stanley
New York
$251K -$4.31K -199 -2%
RJA
15
Raymond James & Associates
Florida
$246K -$10.8K -500 -4%
Ameriprise
16
Ameriprise
Minnesota
$218K -$999K -46,110 -82%
SIA
17
Sit Investment Associates
Minnesota
$217K +$2.17K +100 +1%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$83K +$83.5K +3,857 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$73K +$8.69K +401 +13%
WT
20
Whittier Trust
California
$64K
SA
21
SRH Advisors
Kansas
$43K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$42K +$43.3K +2,000 New
IA
23
IFP Advisors
Florida
$17K +$4.27K +197 +32%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$9K
NFG
25
Next Financial Group
Texas
$7K