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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.3M +$5.24M +303,280 +45%
Bank of America
2
Bank of America
North Carolina
$4.89M -$71.1K -4,114 -1%
AAM
3
Advisors Asset Management
Colorado
$4.23M +$917K +53,087 +29%
NWMP
4
Noble Wealth Management PBC
Colorado
$3.79M +$3.67M +212,577 New
SFS
5
Sowell Financial Services
Arkansas
$3.74M +$21.2K +1,228 +0.6%
Invesco
6
Invesco
Georgia
$2.61M +$16.9K +980 +0.7%
SAM
7
Smith Asset Management
Florida
$2.33M -$38.1K -2,205 -2%
LPL Financial
8
LPL Financial
California
$2.31M +$104K +6,021 +5%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$2.13M +$157K +9,104 +8%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$1.8M +$411K +23,780 +31%
Morgan Stanley
11
Morgan Stanley
New York
$1.59M +$4.23K +245 +0.3%
AA
12
AQR Arbitrage
Connecticut
$937K -$400K -23,129 -31%
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$806K -$64.2K -3,713 -8%
GC
14
Guggenheim Capital
Illinois
$745K -$18.2K -1,054 -2%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$742K +$4.89K +283 +0.7%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$585K +$568K +32,843 New
SA
17
Strategic Advocates
Utah
$568K -$394K -22,823 -42%
CI
18
Ceera Investments
Texas
$530K +$113K +6,560 +28%
SFG
19
Seamount Financial Group
Colorado
$370K
Wells Fargo
20
Wells Fargo
California
$366K +$30K +1,735 +9%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$351K -$70K -4,053 -17%
HighTower Advisors
22
HighTower Advisors
Illinois
$341K -$9.99K -578 -3%
MCFP
23
Mallini Complete Financial Planning
Florida
$325K +$2.8K +162 +0.9%
Osaic Holdings
24
Osaic Holdings
Arizona
$318K +$15K +866 +5%
Raymond James Financial
25
Raymond James Financial
Florida
$316K +$225 +13 +0.1%