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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.4M +$107K +5,001 +1%
NL
2
NWAM LLC
Washington
$6.14M -$51.5K -2,400 -0.8%
Invesco
3
Invesco
Georgia
$2.19M -$496K -23,114 -18%
LPL Financial
4
LPL Financial
California
$1.74M
UBS Group
5
UBS Group
Switzerland
$765K -$31.9K -1,489 -4%
PAG
6
Private Advisor Group
New Jersey
$739K +$212K +9,907 +40%
GWM
7
Geneos Wealth Management
Colorado
$678K
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$542K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$528K
SIA
10
Sit Investment Associates
Minnesota
$506K
Wells Fargo
11
Wells Fargo
California
$486K +$21.5K +1,001 +5%
SPIA
12
Steward Partners Investment Advisory
New York
$484K +$485K +22,600 New
WS
13
Wedbush Securities
California
$351K -$54.7K -2,550 -13%
HighTower Advisors
14
HighTower Advisors
Illinois
$320K -$9.95K -464 -3%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$288K
CIA
16
Capital Investment Advisors
Georgia
$281K
CAN
17
Claraphi Advisory Network
United States
$240K +$3.86K +180 +2%
Truist Financial
18
Truist Financial
North Carolina
$236K
Morgan Stanley
19
Morgan Stanley
New York
$198K +$55K +2,564 +38%
Osaic Holdings
20
Osaic Holdings
Arizona
$179K +$3.11K +145 +2%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$78K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$75K
AF
23
Advisornet Financial
Minnesota
$73K
WT
24
Whittier Trust
California
$64K
CIA
25
Cascade Investment Advisors
Oregon
$57.8K