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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NL
1
NWAM LLC
Washington
$6.27M +$6.3M +326,841 New
LPL Financial
2
LPL Financial
California
$5.17M +$2.52M +130,785 +97%
Invesco
3
Invesco
Georgia
$4.34M -$379K -19,674 -8%
Bank of America
4
Bank of America
North Carolina
$3.25M +$528K +27,377 +19%
Cohen & Steers
5
Cohen & Steers
New York
$3.06M -$287K -14,889 -9%
GC
6
Guggenheim Capital
Illinois
$2.11M -$341K -17,693 -14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.02M +$640K +33,162 +167%
YMRC
8
Yorktown Management & Research Company
Virginia
$786K
Wells Fargo
9
Wells Fargo
California
$780K +$19.3K +1,000 +3%
Ameriprise
10
Ameriprise
Minnesota
$738K +$74.1K +3,843 +11%
LCM
11
Laurion Capital Management
New York
$682K +$687K +35,601 New
Morgan Stanley
12
Morgan Stanley
New York
$595K -$47.4K -2,459 -7%
CIA
13
Capital Investment Advisors
Georgia
$589K +$116 +6 +0%
IH
14
IFC Holdings
Florida
$390K +$151K +7,850 +63%
SIA
15
Sit Investment Associates
Minnesota
$356K -$127K -6,596 -26%
NPC
16
National Planning Corporation
California
$315K +$307K +15,900 New
RJA
17
Raymond James & Associates
Florida
$249K +$37.5K +1,943 +18%
UBS Group
18
UBS Group
Switzerland
$157K -$26.6K -1,380 -14%
MFS
19
MSI Financial Services
Massachusetts
$112K +$98.9K +5,130 +728%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$84K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$43K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$39K +$4.71K +244 +14%
SA
23
SRH Advisors
Kansas
$38K
NFG
24
Next Financial Group
Texas
$25K
Creative Planning
25
Creative Planning
Kansas
$19K