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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.41M -$191K -12,601 -4%
SFS
2
Sowell Financial Services
Arkansas
$3.23M +$6.9K +455 +0.2%
SIA
3
Sit Investment Associates
Minnesota
$2.4M +$1.64M +108,338 +236%
AA
4
AQR Arbitrage
Connecticut
$2.36M +$274K +18,101 +14%
SCM
5
Saba Capital Management
New York
$2.32M +$729K +48,094 +48%
Invesco
6
Invesco
Georgia
$2.31M +$5.59K +369 +0.2%
LPL Financial
7
LPL Financial
California
$1.94M +$36.9K +2,436 +2%
MC
8
Matisse Capital
Oregon
$1.48M +$270K +17,795 +23%
WAM
9
Wolverine Asset Management
Illinois
$1.2M -$427K -28,142 -27%
Pathstone Holdings
10
Pathstone Holdings
New Jersey
$542K +$244K +16,077 +86%
Morgan Stanley
11
Morgan Stanley
New York
$456K -$7.61K -502 -2%
PFA
12
Pathway Financial Advisers
Indiana
$416K -$773 -51 -0.2%
UBS Group
13
UBS Group
Switzerland
$361K +$34.3K +2,265 +11%
SFG
14
Seamount Financial Group
Colorado
$352K
Wells Fargo
15
Wells Fargo
California
$260K +$11.8K +780 +5%
HighTower Advisors
16
HighTower Advisors
Illinois
$232K -$26.7K -1,761 -10%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$231K +$225K +14,841 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$223K -$76.3K -5,029 -26%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$197K
CAPTRUST Financial Advisors
20
CAPTRUST Financial Advisors
North Carolina
$191K
NA
21
NewEdge Advisors
Louisiana
$182K -$19.6K -1,291 -10%
RJA
22
Raymond James & Associates
Florida
$179K +$11.6K +762 +7%
CIA
23
Capital Investment Advisors
Georgia
$175K -$9.1K -600 -5%
LCM
24
Landscape Capital Management
New Jersey
$173K -$66.9K -4,413 -28%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$165K +$16.7K +1,100 +12%