Pathway Financial Advisers’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Pathway Financial Advisers’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-16,785	Closed	-$285K	–	379
2025 Q2	$285K	Sell	16,785 -169	-1%	-$2.78K	0.09%	142
2025 Q1	$284K	Sell	16,954 -5,012	-23%	-$84.8K	0.1%	141
2024 Q4	$367K	Sell	21,966 -481	-2%	-$8.13K	0.12%	136
2024 Q3	$388K	Sell	22,447 -4,317	-16%	-$70.4K	0.18%	98
2024 Q2	$416K	Sell	26,764 -51	-0.2%	-$773	0.15%	131
2024 Q1	$415K	Sell	26,815 -1,689	-6%	-$25.4K	0.15%	130
2023 Q4	$415K	Sell	28,504 -3,247	-10%	-$44.8K	0.16%	128
2023 Q3	$435K	Buy	+31,751	New	+$449K	0.18%	124
2023 Q1	$471K	Sell	32,015 -633	-2%	-$10.4K	0.19%	119
2022 Q4	$516K	Buy	+32,648	New	+$511K	0.21%	110

Other funds holding FLC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 16.47% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Pathway Financial Advisers's FLC Position: Q3 2025 in Review

Pathway Financial Advisers sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2025, closing a stake of 16,785 shares — an estimated $285K sold.

Pathway Financial Advisers first reported a position in FLC in Q4 2022 and held it in 10 quarters. The position peaked at $516K in Q4 2022. 45 funds tracked by Wall St. Rank hold FLC as of Q3 2025.

Pathway Financial Advisers reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2025 after selling out during the quarter.
Pathway Financial Advisers sold 16,785 Flaherty & Crumrine Total Return Fund shares in Q3 2025, an estimated $285K.
Pathway Financial Advisers first reported a position in Flaherty & Crumrine Total Return Fund in Q4 2022 and held it in 10 quarters.
Pathway Financial Advisers's Flaherty & Crumrine Total Return Fund position peaked at $516K in Q4 2022.
45 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2025.

Based on Pathway Financial Advisers's 13F filing for Q3 2025, filed 13 Nov 2025.