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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.1M +$620K +33,090 +6%
NL
2
NWAM LLC
Washington
$6.07M
SIA
3
Sit Investment Associates
Minnesota
$6.06M +$51.6K +2,757 +0.9%
Invesco
4
Invesco
Georgia
$3.41M -$1.37M -73,008 -29%
LPL Financial
5
LPL Financial
California
$1.7M -$12.4K -663 -0.7%
MAFM
6
Mid Atlantic Financial Management
Pennsylvania
$734K -$22.5K -1,200 -3%
Wells Fargo
7
Wells Fargo
California
$657K +$116K +6,188 +22%
GWM
8
Geneos Wealth Management
Colorado
$655K +$56 +3 +0%
RCM
9
Robinson Capital Management
Michigan
$593K
Cohen & Steers
10
Cohen & Steers
New York
$400K
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$369K -$2.34K -125 -0.6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$357K -$20.8K -1,112 -6%
Morgan Stanley
13
Morgan Stanley
New York
$357K -$16K -854 -4%
HighTower Advisors
14
HighTower Advisors
Illinois
$333K +$5.86K +313 +2%
BAM
15
Bruderman Asset Management
New York
$312K
CIA
16
Capital Investment Advisors
Georgia
$300K
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$282K +$275K +14,661 New
EPA
18
Element Pointe Advisors
Florida
$273K +$266K +14,191 New
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$254K +$247K +13,197 New
Koshinski Asset Management
20
Koshinski Asset Management
Illinois
$252K
BTS
21
BB&T Securities
Virginia
$240K +$18.7K +1,000 +9%
APA
22
American Portfolios Advisors
New York
$201K +$562 +30 +0.3%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$141K +$137K +7,341 New
UBS Group
24
UBS Group
Switzerland
$129K -$155K -8,276 -55%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$98K +$47.3K +2,528 +98%