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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.58M +$64K +4,260 +1%
SFS
2
Sowell Financial Services
Arkansas
$3.21M +$130K +8,635 +4%
Invesco
3
Invesco
Georgia
$2.29M +$273K +18,158 +14%
AA
4
AQR Arbitrage
Connecticut
$2.07M +$445K +29,595 +28%
LPL Financial
5
LPL Financial
California
$1.89M +$39.8K +2,648 +2%
WAM
6
Wolverine Asset Management
Illinois
$1.62M +$177K +11,802 +13%
SCM
7
Saba Capital Management
New York
$1.56M -$1.33M -88,154 -47%
MC
8
Matisse Capital
Oregon
$1.2M +$544K +36,219 +88%
RVPG
9
Relative Value Partners Group
$887K -$33.5K -2,231 -4%
SIA
10
Sit Investment Associates
Minnesota
$711K +$691K +45,969 New
LSC
11
Logan Stone Capital
Illinois
$520K -$186K -12,351 -27%
Morgan Stanley
12
Morgan Stanley
New York
$462K +$25.3K +1,681 +6%
PFA
13
Pathway Financial Advisers
Indiana
$415K -$25.4K -1,689 -6%
SFG
14
Seamount Financial Group
Colorado
$351K
UBS Group
15
UBS Group
Switzerland
$324K -$51.8K -3,445 -14%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$300K -$13.9K -925 -5%
Osaic Holdings
17
Osaic Holdings
Arizona
$297K +$57.1K +3,799 +25%
Pathstone Holdings
18
Pathstone Holdings
New Jersey
$290K +$282K +18,788 New
HighTower Advisors
19
HighTower Advisors
Illinois
$259K +$37.5K +2,492 +17%
Wells Fargo
20
Wells Fargo
California
$247K -$25K -1,665 -9%
LCM
21
Landscape Capital Management
New Jersey
$240K +$23.1K +1,534 +11%
Citadel Advisors
22
Citadel Advisors
Florida
$228K +$222K +14,740 New
NA
23
NewEdge Advisors
Louisiana
$201K +$195K +13,003 New
Koshinski Asset Management
24
Koshinski Asset Management
Illinois
$194K -$189K -12,560 -50%
CAPTRUST Financial Advisors
25
CAPTRUST Financial Advisors
North Carolina
$190K -$216K -14,336 -54%