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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.89M -$606K -36,924 -12%
SFS
2
Sowell Financial Services
Arkansas
$3.1M -$98.5K -6,000 -3%
Invesco
3
Invesco
Georgia
$1.76M -$95.8K -5,838 -5%
LPL Financial
4
LPL Financial
California
$1.55M +$52.5K +3,202 +3%
Morgan Stanley
5
Morgan Stanley
New York
$988K -$84.4K -5,146 -7%
PFA
6
Pathway Financial Advisers
Indiana
$471K -$10.4K -633 -2%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$369K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$361K +$144K +8,765 +56%
UBS Group
9
UBS Group
Switzerland
$338K -$102K -6,189 -21%
WAM
10
Wolverine Asset Management
Illinois
$321K -$251K -15,308 -41%
Wells Fargo
11
Wells Fargo
California
$318K +$24.9K +1,515 +8%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$249K +$117K +7,100 +72%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$235K +$263K +16,000 New
HighTower Advisors
14
HighTower Advisors
Illinois
$219K +$24.6K +1,500 +11%
NA
15
NewEdge Advisors
Louisiana
$213K +$35.3K +2,150 +16%
WS
16
Wedbush Securities
California
$207K -$14.8K -900 -6%
CI
17
Ceera Investments
Texas
$207K
NWA
18
Navis Wealth Advisors
New York
$187K -$17.6K -1,073 -8%
CIA
19
Capital Investment Advisors
Georgia
$174K -$9.85K -600 -5%
Osaic Holdings
20
Osaic Holdings
Arizona
$174K +$9.85K +600 +5%
AAS
21
Ameritas Advisory Services
Nebraska
$103K -$73.9K -4,502 -39%
SPIA
22
Steward Partners Investment Advisory
New York
$67.6K -$106K -6,460 -58%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$52.9K
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$48K +$15.2K +925 +39%
WT
25
Whittier Trust
California
$44.1K