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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$12M -$1.26M -55,792 -9%
NL
2
NWAM LLC
Washington
$6.71M -$267K -11,850 -4%
Invesco
3
Invesco
Georgia
$3.12M -$427K -18,910 -12%
LPL Financial
4
LPL Financial
California
$1.96M -$124K -5,496 -6%
UBS Group
5
UBS Group
Switzerland
$831K +$138K +6,118 +20%
Wells Fargo
6
Wells Fargo
California
$721K +$54.6K +2,420 +8%
GWM
7
Geneos Wealth Management
Colorado
$712K -$4.76K -211 -0.7%
SIA
8
Sit Investment Associates
Minnesota
$529K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$388K -$39K -1,731 -9%
HighTower Advisors
10
HighTower Advisors
Illinois
$373K +$496 +22 +0.1%
WS
11
Wedbush Securities
California
$343K +$30.4K +1,350 +10%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$313K -$39.4K -1,745 -11%
EPA
13
Element Pointe Advisors
Florida
$313K
CIA
14
Capital Investment Advisors
Georgia
$293K -$5.41K -240 -2%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$291K
SFS
16
Sowell Financial Services
Arkansas
$266K +$227K +10,084 +551%
Truist Financial
17
Truist Financial
North Carolina
$246K +$249K +11,043 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$219K -$609 -27 -0.3%
Morgan Stanley
19
Morgan Stanley
New York
$162K -$225K -9,990 -58%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$129K +$8.57K +380 +7%
PFBT
21
Parkside Financial Bank & Trust
Missouri
$98K +$99.6K +4,416 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$80K
WT
23
Whittier Trust
California
$67K
AF
24
Advisornet Financial
Minnesota
$53K
AG
25
Advisor Group
Arizona
$44K