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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.5M -$236K -9,698 -2%
SFS
2
Sowell Financial Services
Arkansas
$5.82M +$241K +9,900 +4%
LPL Financial
3
LPL Financial
California
$2.11M +$60.5K +2,488 +3%
Invesco
4
Invesco
Georgia
$1.93M +$154K +6,345 +9%
SPIA
5
Steward Partners Investment Advisory
New York
$1.54M +$8.89K +366 +0.6%
GWM
6
Geneos Wealth Management
Colorado
$764K -$9.55K -393 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$671K +$13K +536 +2%
NL
8
NWAM LLC
Washington
$579K -$2.02M -83,217 -78%
Wells Fargo
9
Wells Fargo
California
$558K +$11K +454 +2%
UBS Group
10
UBS Group
Switzerland
$541K -$284K -11,691 -35%
CI
11
Ceera Investments
Texas
$458K
CAN
12
Cetera Advisor Networks
California
$442K +$440K +18,102 New
WS
13
Wedbush Securities
California
$392K
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$387K +$300K +12,350 +350%
HighTower Advisors
15
HighTower Advisors
Illinois
$348K -$22.7K -935 -6%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$307K -$305K -12,560 -50%
SIA
17
Sit Investment Associates
Minnesota
$305K
CIA
18
Capital Investment Advisors
Georgia
$274K -$38.5K -1,585 -12%
Truist Financial
19
Truist Financial
North Carolina
$264K
AIC
20
Ameritas Investment Company
Nebraska
$254K -$9.67K -398 -4%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$245K -$34.3K -1,413 -12%
Morgan Stanley
22
Morgan Stanley
New York
$225K -$6.8K -280 -3%
AF
23
Advisornet Financial
Minnesota
$223K +$535 +22 +0.2%
MAG
24
MRA Advisory Group
New Jersey
$206K -$5.88K -242 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$178K