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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.7M -$1.51M -71,592 -13%
Invesco
2
Invesco
Georgia
$2.52M +$276K +13,096 +9%
LPL Financial
3
LPL Financial
California
$1.33M -$150K -7,118 -8%
UBS Group
4
UBS Group
Switzerland
$629K +$17.9K +851 +2%
RJA
5
Raymond James & Associates
Florida
$527K +$673K +31,958 New
GWM
6
Geneos Wealth Management
Colorado
$526K -$8.85K -420 -1%
Wells Fargo
7
Wells Fargo
California
$416K -$151K -7,167 -22%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$414K +$253K +11,990 +91%
SIA
9
Sit Investment Associates
Minnesota
$390K -$2.36K -112 -0.5%
WS
10
Wedbush Securities
California
$313K +$74.8K +3,550 +23%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$291K +$4.26K +202 +1%
HighTower Advisors
12
HighTower Advisors
Illinois
$258K -$29K -1,378 -8%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$232K
CIA
14
Capital Investment Advisors
Georgia
$217K
Truist Financial
15
Truist Financial
North Carolina
$182K
Morgan Stanley
16
Morgan Stanley
New York
$156K +$46.3K +2,197 +30%
Osaic Holdings
17
Osaic Holdings
Arizona
$142K +$181K +8,595 New
CAN
18
Claraphi Advisory Network
United States
$105K +$134K +6,346 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$75K -$111K -5,286 -54%
PFBT
20
Parkside Financial Bank & Trust
Missouri
$73K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$60K
AF
22
Advisornet Financial
Minnesota
$56K +$21.1K +1,000 +42%
WT
23
Whittier Trust
California
$50K
AIC
24
Ameritas Investment Company
Nebraska
$30K +$37.7K +1,790 New
SA
25
SRH Advisors
Kansas
$28K