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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$11.2M -$486K -25,909 -4%
Cohen & Steers
2
Cohen & Steers
New York
$4.79M +$204K +10,871 +4%
LPL Financial
3
LPL Financial
California
$2.5M -$260K -13,851 -9%
Bank of America
4
Bank of America
North Carolina
$2.39M -$237K -12,622 -9%
Invesco
5
Invesco
Georgia
$2.02M +$542K +28,849 +35%
IH
6
IFC Holdings
Florida
$1.09M -$691K -36,825 -38%
Morgan Stanley
7
Morgan Stanley
New York
$752K -$98.9K -5,267 -11%
Wells Fargo
8
Wells Fargo
California
$409K -$50.7K -2,699 -11%
MCC
9
Mid Continent Capital
Illinois
$299K +$26.3K +1,400 +9%
RJA
10
Raymond James & Associates
Florida
$234K
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$200K +$46.9K +2,500 +29%
SIA
12
Sit Investment Associates
Minnesota
$182K
U
13
UBS
Switzerland
$114K -$29.2K -1,553 -20%
Ameriprise
14
Ameriprise
Minnesota
$102K -$10.8K -575 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$61K +$30K +1,600 +91%
FHA
16
First Horizon Advisors
Tennessee
$29K +$7.51K +400 +33%
HF
17
Hoxton Financial
West Virginia
$18K
Citigroup
18
Citigroup
New York
$13K +$13.3K +706 New
SSB
19
Sandy Spring Bank
Maryland
$9K +$9.39K +500 New
MFS
20
MSI Financial Services
Massachusetts
$4K
1IC
21
1919 Investment Counsel
Maryland
$1K
WAM
22
Wolverine Asset Management
Illinois
-$608K -31,320 Closed
AAM
23
Advisors Asset Management
Colorado
-$321K -16,499 Closed
EWA
24
Exencial Wealth Advisors
Oklahoma
-$278K -14,612 Closed