Hoxton Financial’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Hoxton Financial’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,000	Closed	-$19K	–	340
2015 Q3	$19K	Hold	1,000	–	–	0.01%	190
2015 Q2	$20K	Hold	1,000	–	–	0.01%	194
2015 Q1	$20K	Hold	1,000	–	–	0.01%	191
2014 Q4	$20K	Hold	1,000	–	–	0.01%	189
2014 Q3	$20K	Hold	1,000	–	–	0.01%	174
2014 Q2	$20K	Hold	1,000	–	–	0.01%	181
2014 Q1	$20K	Hold	1,000	–	–	0.01%	179
2013 Q4	$19K	Hold	1,000	–	–	0.01%	354
2013 Q3	$18K	Hold	1,000	–	–	0.02%	198
2013 Q2	$19K	Buy	+1,000	New	+$20.9K	0.01%	288

Other funds holding FLC

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Hoxton Financial's FLC Position: Q4 2015 in Review

Hoxton Financial sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q4 2015, closing a stake of 1,000 shares — an estimated $19K sold.

Hoxton Financial first reported a position in FLC in Q2 2013 and held it in 10 quarters. The position peaked at $20K in Q2 2015. 29 funds tracked by Wall St. Rank hold FLC as of Q4 2015.

Hoxton Financial reported no remaining Flaherty & Crumrine Total Return Fund position as of Q4 2015 after selling out during the quarter.
Hoxton Financial sold 1,000 Flaherty & Crumrine Total Return Fund shares in Q4 2015, an estimated $19K.
Hoxton Financial first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and held it in 10 quarters.
Hoxton Financial's Flaherty & Crumrine Total Return Fund position peaked at $20K in Q2 2015.
29 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2015.

Based on Hoxton Financial's 13F filing for Q4 2015, filed 21 Jan 2016.