U
FLC

UBS’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

UBS’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$705K Buy
35,696
+3,651
+11% +$71.8K ﹤0.01% 3939
2014
Q2 		$643K Buy
32,045
+4,376
+16% +$88.8K ﹤0.01% 3978
2014
Q1 		$547K Buy
27,669
+14,694
+113% +$281K ﹤0.01% 4131
2013
Q4 		$241K Buy
12,975
+6,686
+106% +$121K ﹤0.01% 5105
2013
Q3 		$114K Sell
6,289
-1,553
-20% -$29.2K ﹤0.01% 5862
2013
Q2 		$152K Buy
+7,842
New +$164K ﹤0.01% 5400

Other funds holding FLC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

UBS's FLC Position: Q3 2014 in Review

UBS increased its Flaherty & Crumrine Total Return Fund (FLC) stake by 11% in Q3 2014, buying an estimated $71.8K and bringing the position to 35,696 shares worth $705K. The position accounts for ﹤0.01% of the portfolio, ranked #3939.

UBS first reported a position in FLC in Q2 2013 and has held it in 6 quarters since. 26 funds tracked by Wall St. Rank hold FLC as of Q3 2014.

  • UBS held 35,696 shares of Flaherty & Crumrine Total Return Fund worth $705K as of Q3 2014.
  • UBS bought 3,651 Flaherty & Crumrine Total Return Fund shares in Q3 2014, an estimated $71.8K.
  • Flaherty & Crumrine Total Return Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3939 holding.
  • UBS first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2013 and has held it in 6 quarters since.
  • 26 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.