Creative Planning’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Creative Planning’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-327	Closed	-$7K	–	2508
2017 Q2	$7K	Hold	327	–	–	﹤0.01%	3818
2017 Q1	$7K	Hold	327	–	–	﹤0.01%	3788
2016 Q4	$7K	Sell	327 -328	-50%	-$6.63K	﹤0.01%	3760
2016 Q3	$14K	Hold	655	–	–	﹤0.01%	3274
2016 Q2	$14K	Hold	655	–	–	﹤0.01%	3019
2016 Q1	$13K	Sell	655 -327	-33%	-$6.47K	﹤0.01%	3043
2015 Q4	$19K	Hold	982	–	–	﹤0.01%	2881
2015 Q3	$18K	Buy	+982	New	+$18.7K	﹤0.01%	2797
2015 Q2	–	Sell	-982	Closed	-$20K	–	1739
2015 Q1	$20K	Sell	982 -1,500	-60%	-$30.9K	﹤0.01%	2710
2014 Q4	$49K	Buy	+2,482	New	+$50.4K	﹤0.01%	2016
2014 Q2	–	Sell	-769	Closed	-$15K	–	3833
2014 Q1	$15K	Buy	+769	New	+$14.7K	﹤0.01%	2547

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Creative Planning's FLC Position: Q3 2017 in Review

Creative Planning sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2017, closing a stake of 327 shares — an estimated $7K sold.

Creative Planning first reported a position in FLC in Q1 2014 and held it in 11 quarters. The position peaked at $49K in Q4 2014. 25 funds tracked by Wall St. Rank hold FLC as of Q3 2017.

Creative Planning reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 327 Flaherty & Crumrine Total Return Fund shares in Q3 2017, an estimated $7K.
Creative Planning first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2014 and held it in 11 quarters.
Creative Planning's Flaherty & Crumrine Total Return Fund position peaked at $49K in Q4 2014.
25 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.