Next Financial Group’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Next Financial Group’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-340	Closed	-$7K	–	639
2017 Q3	$7K	Hold	340	–	–	﹤0.01%	1326
2017 Q2	$8K	Hold	340	–	–	﹤0.01%	1396
2017 Q1	$7K	Sell	340 -1,000	-75%	-$20.5K	﹤0.01%	1396
2016 Q4	$27K	Hold	1,340	–	–	﹤0.01%	1231
2016 Q3	$28K	Buy	1,340 +1,000	+294%	+$21.8K	0.01%	1199
2016 Q2	$7K	Hold	340	–	–	﹤0.01%	1316
2016 Q1	$6K	Sell	340 -1,000	-75%	-$19.8K	﹤0.01%	1318
2015 Q4	$25K	Hold	1,340	–	–	0.01%	849
2015 Q3	$24K	Hold	1,340	–	–	0.01%	882
2015 Q2	$26K	Buy	1,340 +340	+34%	+$6.95K	0.01%	899
2015 Q1	$20K	Hold	1,000	–	–	0.01%	991
2014 Q4	$20K	Hold	1,000	–	–	0.01%	978
2014 Q3	$20K	Hold	1,000	–	–	﹤0.01%	1420
2014 Q2	$19K	Buy	+1,000	New	+$20.3K	0.01%	612

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Next Financial Group's FLC Position: Q4 2017 in Review

Next Financial Group sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q4 2017, closing a stake of 340 shares — an estimated $7K sold.

Next Financial Group first reported a position in FLC in Q2 2014 and held it in 14 quarters. The position peaked at $28K in Q3 2016. 32 funds tracked by Wall St. Rank hold FLC as of Q4 2017.

Next Financial Group reported no remaining Flaherty & Crumrine Total Return Fund position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 340 Flaherty & Crumrine Total Return Fund shares in Q4 2017, an estimated $7K.
Next Financial Group first reported a position in Flaherty & Crumrine Total Return Fund in Q2 2014 and held it in 14 quarters.
Next Financial Group's Flaherty & Crumrine Total Return Fund position peaked at $28K in Q3 2016.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.