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Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LSC
26
Logan Stone Capital
Illinois
$240K +$240K +14,218 New
TCM
27
Traub Capital Management
Massachusetts
$218K +$218K +12,886 New
Koshinski Asset Management
28
Koshinski Asset Management
Illinois
$212K – – –
Wedbush Securities
29
Wedbush Securities
California
$212K – – –
Capital Investment Advisors
30
Capital Investment Advisors
Georgia
$189K +$189K +11,196 New
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$130K +$2.57K +152 +2%
UBS Group
32
UBS Group
Switzerland
$112K -$237 -14 -0.2%
Wolverine Asset Management
33
Wolverine Asset Management
Illinois
$85.8K +$70.7K +4,179 +465%
Global Retirement Partners
34
Global Retirement Partners
California
$57.1K +$57.2K +3,382 New
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$48.5K – – –
Harbour Investments
36
Harbour Investments
Wisconsin
$28.9K +$17 +1 +0.1%
IFG Advisory
37
IFG Advisory
Georgia
$28.4K +$11K +650 +63%
Geneos Wealth Management
38
Geneos Wealth Management
Colorado
$17.2K -$4.23K -250 -20%
SA
39
SRH Advisors
Kansas
$16.9K – – –
Blue Bell Private Wealth Management
40
Blue Bell Private Wealth Management
Pennsylvania
$12.4K – – –
GHP Investment Advisors
41
GHP Investment Advisors
Colorado
$9.48K – – –
NSG
42
Nalls Sherbakoff Group
Tennessee
$8.37K – – –
LC
43
Luminist Capital
Michigan
$7K +$7K +414 New
CWIG
44
Chung Wu Investment Group
Texas
$6.76K – – –
NewEdge Advisors
45
NewEdge Advisors
Louisiana
$5.83K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$5.22K – – –
Arax Advisory Partners
47
Arax Advisory Partners
Colorado
$2.98K +$2.98K +176 New
HWP
48
Highline Wealth Partners
California
$2.87K – – –
First Horizon Corporation
49
First Horizon Corporation
Tennessee
$1.69K +$1.69K +100 New
SA
50
Strategic Advocates
Utah
$1.66K – – –