SG Americas Securities
FLC

SG Americas Securities’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

SG Americas Securities’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-11,640
Closed -$216K – 2527
2013
Q4 		$216K Buy
+11,640
New +$211K ﹤0.01% 2010

Other funds holding FLC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

SG Americas Securities's FLC Position: Q1 2014 in Review

SG Americas Securities sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q1 2014, closing a stake of 11,640 shares — an estimated $216K sold.

SG Americas Securities first reported a position in FLC in Q4 2013 and held it in 1 quarter. The position peaked at $216K in Q4 2013. 27 funds tracked by Wall St. Rank hold FLC as of Q1 2014.

  • SG Americas Securities reported no remaining Flaherty & Crumrine Total Return Fund position as of Q1 2014 after selling out during the quarter.
  • SG Americas Securities sold 11,640 Flaherty & Crumrine Total Return Fund shares in Q1 2014, an estimated $216K.
  • SG Americas Securities first reported a position in Flaherty & Crumrine Total Return Fund in Q4 2013 and held it in 1 quarter.
  • SG Americas Securities's Flaherty & Crumrine Total Return Fund position peaked at $216K in Q4 2013.
  • 27 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q1 2014.

Based on SG Americas Securities's 13F filing for Q1 2014, filed 14 May 2014.