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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$106M
AUM Growth
+$3.44M
Cap. Flow
+$1.16M
Cap. Flow %
1.1%
Top 10 Hldgs %
43.56%
Holding
70
New
4
Increased
25
Reduced
30
Closed
4

Top Buys

Rank Stock Value
1
VIS icon
Vanguard Industrials ETF
VIS
+$545K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$528K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$485K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$416K
5
AAPL icon
Apple
AAPL
+$387K

Top Sells

Rank Stock Value
1
HYB
New America High Income Fund, Inc.
HYB
+$1.44M
2
EQH icon
Equitable Holdings
EQH
+$1.05M
3
SEVN
Seven Hills Realty Trust
SEVN
+$432K
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$158K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$70.6K

Sector Composition

Rank Sector Weight
1 Financials 15.96%
2 Real Estate 3.99%
3 Technology 1.52%
4 Utilities 1.34%
5 Consumer Discretionary 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.11M 6.7%
13,349
+856
+7% +$416K
ARCC icon
2
Ares Capital
ARCC
$13.8B
$6.11M 5.76%
275,616
+5,891
+2% +$134K
MCI
3
Barings Corporate Investors
MCI
$348M
$5.09M 4.79%
217,070
-687
-0.3% -$14.5K
JPI
4
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.87M 4.59%
247,567
-3,046
-1% -$60.7K
AWF
5
AllianceBernstein Global High Income Fund
AWF
$873M
$4.57M 4.3%
425,597
-6,518
-2% -$70.6K
DNP icon
6
DNP Select Income Fund
DNP
$4.17B
$4.19M 3.95%
423,516
+6,094
+1% +$57.5K
RFI
7
Cohen & Steers Total Return Realty Fund
RFI
$307M
$4.17M 3.93%
345,261
-1,806
-0.5% -$21.6K
CSQ icon
8
Calamos Strategic Total Return Fund
CSQ
$3.24B
$3.72M 3.51%
229,965
+980
+0.4% +$17.2K
BGY icon
9
BlackRock Enhanced International Dividend Trust
BGY
$514M
$3.2M 3.02%
571,203
-9,880
-2% -$55K
BTZ icon
10
BlackRock Credit Allocation Income Trust
BTZ
$953M
$3.19M 3.01%
297,832
-5,519
-2% -$59.1K
FFA
11
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.15M 2.97%
163,234
-2,707
-2% -$55K
JPC icon
12
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$2.84M 2.68%
357,253
-2,838
-0.8% -$22.6K
PSF icon
13
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.75M 2.59%
137,342
-1,245
-0.9% -$25K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.74M 2.59%
4,906
+898
+22% +$528K
UTF icon
15
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.71M 2.55%
105,931
-1,094
-1% -$26.7K
UTG icon
16
Reaves Utility Income Fund
UTG
$3.65B
$2.62M 2.47%
80,660
-227
-0.3% -$7.46K
PTY icon
17
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.42M 2.28%
167,163
+3,175
+2% +$46.2K
FLC
18
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.34M 2.2%
139,384
-858
-0.6% -$14.5K
NLY icon
19
Annaly Capital Management
NLY
$16.9B
$2.2M 2.08%
108,552
+1,644
+2% +$33.8K
PCN
20
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.16M 2.03%
157,959
+20,580
+15% +$280K
PDI icon
21
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.07M 1.95%
104,423
+14,545
+16% +$283K
DFP
22
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$1.99M 1.87%
98,096
+3,080
+3% +$62.8K
HQH
23
abrdn Healthcare Investors
HQH
$1.19B
$1.96M 1.85%
120,719
-2,362
-2% -$40.6K
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$595M
$1.89M 1.78%
180,905
+8,840
+5% +$94.4K
AAPL icon
25
Apple
AAPL
$4.9T
$1.61M 1.52%
7,243
+1,672
+30% +$387K
1
2 3

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Smith Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Smith Asset Management held 70 positions worth $106M, up 3.4% from $103M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Smith Asset Management's Q1 2025 filing shows 4 new, 25 increased, 30 reduced and 4 closed positions. Its largest new stake was Guggenheim Strategic Opportunities Fund: 19,395 shares worth $302K. The largest sale was New America High Income Fund, Inc., an estimated $1.44M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 16% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q1 2025 buy was Guggenheim Strategic Opportunities Fund: 19,395 shares worth $302K.
  • Smith Asset Management added most to Vanguard Industrials ETF in Q1 2025, an estimated $545K increase.
  • Smith Asset Management's biggest Q1 2025 reduction was AllianceBernstein Global High Income Fund, cutting an estimated $70.6K.
  • Smith Asset Management fully exited New America High Income Fund, Inc. in Q1 2025, selling an estimated $1.44M.
  • Smith Asset Management's ten largest holdings make up 44% of its $106M portfolio in Q1 2025.
  • Smith Asset Management opened 4 new positions and closed 4 in Q1 2025.
  • Smith Asset Management's portfolio value rose 3.4% quarter-over-quarter to $106M.

Based on Smith Asset Management's 13F filing for Q1 2025, filed 19 May 2025.