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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-1.7%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$3.72M
Cap. Flow
+$4.24M
Cap. Flow %
3.5%
Top 10 Hldgs %
40.55%
Holding
71
New
4
Increased
29
Reduced
32
Closed
1

Top Buys

1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$482K
2
EQH icon
Equitable Holdings
EQH
+$477K
3
VIS icon
Vanguard Industrials ETF
VIS
+$459K
4
PCN
PIMCO Corporate & Income Strategy Fund
PCN
+$459K
5
MSFT icon
Microsoft
MSFT
+$434K

Top Sells

1
MCI
Barings Corporate Investors
MCI
+$152K
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$147K
3
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$139K
4
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$127K
5
DNP icon
DNP Select Income Fund
DNP
+$114K

Sector Composition

1 Financials 18.24%
2 Real Estate 3.8%
3 Technology 2.94%
4 Consumer Discretionary 1.07%
5 Utilities 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
1
Berkshire Hathaway Class B
BRK.B
$1.06T
$7.51M 6.2%
14,945
+969
+7% +$482K
JPC icon
2
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$7.51M 6.2%
926,024
-18,110
-2% -$147K
ARCC icon
3
Ares Capital
ARCC
$13.8B
$6.38M 5.26%
315,198
+18,675
+6% +$377K
CSQ icon
4
Calamos Strategic Total Return Fund
CSQ
$3.24B
$4.3M 3.55%
223,949
-4,033
-2% -$76.8K
AWF
5
AllianceBernstein Global High Income Fund
AWF
$873M
$4.3M 3.55%
402,102
-8,535
-2% -$92.5K
DNP icon
6
DNP Select Income Fund
DNP
$4.17B
$4.09M 3.38%
409,725
-11,377
-3% -$114K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$3.93M 3.25%
5,767
-44
-0.8% -$29.7K
EQH icon
8
Equitable Holdings
EQH
$13.4B
$3.91M 3.23%
82,004
+10,055
+14% +$477K
RFI
9
Cohen & Steers Total Return Realty Fund
RFI
$307M
$3.69M 3.05%
333,986
-2,225
-0.7% -$25.4K
VGT icon
10
Vanguard Information Technology ETF
VGT
$139B
$3.5M 2.89%
37,096
+3,976
+12% +$378K
FFA
11
First Trust Enhanced Equity Income Fund
FFA
$455M
$3.38M 2.79%
153,668
-4,898
-3% -$106K
MCI
12
Barings Corporate Investors
MCI
$348M
$3.2M 2.64%
176,145
-7,489
-4% -$152K
AAPL icon
13
Apple
AAPL
$4.9T
$3.14M 2.59%
11,538
+1,607
+16% +$431K
BTZ icon
14
BlackRock Credit Allocation Income Trust
BTZ
$953M
$3.03M 2.5%
279,316
-7,502
-3% -$82.2K
BGY icon
15
BlackRock Enhanced International Dividend Trust
BGY
$514M
$2.91M 2.4%
494,899
-24,093
-5% -$139K
PCN
16
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$2.91M 2.4%
227,754
+35,690
+19% +$459K
UTG icon
17
Reaves Utility Income Fund
UTG
$3.65B
$2.82M 2.33%
77,007
-2,253
-3% -$85.7K
NLY icon
18
Annaly Capital Management
NLY
$16.9B
$2.69M 2.22%
120,236
+1,306
+1% +$28.4K
PSF icon
19
Cohen & Steers Select Preferred & Income Fund
PSF
$239M
$2.68M 2.22%
132,349
-2,174
-2% -$44.7K
PDI icon
20
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.63M 2.17%
148,579
+10,362
+7% +$190K
UTF icon
21
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$2.33M 1.92%
96,702
-1,997
-2% -$47.9K
FLC
22
Flaherty & Crumrine Total Return Fund
FLC
$177M
$2.23M 1.84%
127,651
-2,967
-2% -$52K
HQH
23
abrdn Healthcare Investors
HQH
$1.19B
$2.22M 1.83%
117,060
-285
-0.2% -$5.38K
VIS icon
24
Vanguard Industrials ETF
VIS
$8.12B
$2.13M 1.76%
7,127
+1,546
+28% +$459K
PTY icon
25
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.09M 1.73%
162,381
+2,055
+1% +$27.7K
1
2 3

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Smith Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Smith Asset Management held 71 positions worth $121M, up 3.2% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Smith Asset Management deployed $4.24M of net new capital in Q4 2025, opening 4 new positions and adding to 29 existing holdings. Its largest new stake was Microsoft: 866 shares worth $419K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 16% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was Barings Corporate Investors, an estimated $152K trimmed.

  • Smith Asset Management's largest Q4 2025 buy was Microsoft: 866 shares worth $419K.
  • Smith Asset Management added most to Berkshire Hathaway Class B in Q4 2025, an estimated $482K increase.
  • Smith Asset Management's biggest Q4 2025 reduction was Barings Corporate Investors, cutting an estimated $152K.
  • Smith Asset Management fully exited Cohen & Steers Infrastructure Fund Rights exp Oct 16 2025 in Q4 2025, selling an estimated $7.7K.
  • Smith Asset Management's ten largest holdings make up 41% of its $121M portfolio in Q4 2025.
  • Smith Asset Management opened 4 new positions and closed 1 in Q4 2025.
  • Smith Asset Management's portfolio value rose 3.2% quarter-over-quarter to $121M.

Based on Smith Asset Management's 13F filing for Q4 2025, filed 19 Feb 2026.