Smith Asset Management’s Flaherty & Crumrine Preferred and Income Opportunity Fund PFO Stock Holding History

Smith Asset Management’s Portfolio PFO Stock Details PFO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$265K	Hold	30,718	–	–	0.22%	61
2026 Q2	$284K	Sell	30,718 -1,100	-3%	-$10.1K	0.22%	59
2026 Q1	$288K	Buy	+31,818	New	+$300K	0.25%	59
2025 Q3	–	Sell	-32,193	Closed	-$298K	–	71
2025 Q2	$298K	Buy	+32,193	New	+$287K	0.26%	61

Other funds holding PFO

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $18.6B AUM 17.65% 1-Year Est. Return

Sowell Financial Services North Little Rock, Arkansas $3.12B AUM 22.73% 1-Year Est. Return

Clear Creek Financial Management Silverdale, Washington $1.33B AUM 22.52% 1-Year Est. Return

Paladin Partners Hartland, Wisconsin $162M AUM 13.31% 1-Year Est. Return

Mather Group Chicago, Illinois $11.8B AUM 12.84% 1-Year Est. Return

West Branch Capital Amherst, Massachusetts $442M AUM 32.59% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Highline Wealth Partners Sherman Oaks, California $527M AUM 13.86% 1-Year Est. Return

Smith Asset Management's PFO Position: Q3 2026 in Review

Smith Asset Management held its Flaherty & Crumrine Preferred and Income Opportunity Fund (PFO) position steady in Q3 2026 at 30,718 shares worth $265K. The position accounts for 0.22% of the portfolio, ranked #61.

Smith Asset Management first reported a position in PFO in Q2 2025 and has held it in 4 quarters since. The position peaked at $298K in Q2 2025. 10 funds tracked by Wall St. Rank hold PFO as of Q3 2026.

Smith Asset Management held 30,718 shares of Flaherty & Crumrine Preferred and Income Opportunity Fund worth $265K as of Q3 2026.
Smith Asset Management left its Flaherty & Crumrine Preferred and Income Opportunity Fund share count unchanged in Q3 2026.
Flaherty & Crumrine Preferred and Income Opportunity Fund made up 0.22% of Smith Asset Management's portfolio in Q3 2026, its #61 holding.
Smith Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Opportunity Fund in Q2 2025 and has held it in 4 quarters since.
Smith Asset Management's Flaherty & Crumrine Preferred and Income Opportunity Fund position peaked at $298K in Q2 2025.
10 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Opportunity Fund as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.