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Smith Asset Management Portfolio holdings
AUM
$123M
Turnover
9.33%
1-Year Est. Return
1.3%
This Fund
S&P 500
This Quarter Est. Return
-3.63%
1 Year Est. Return
-1.3%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$123M
AUM Growth
-$4.38M
(-3.4%)
Cap. Flow
+$1.42M
Cap. Flow % of AUM
Cap. Flow %
1.16%
Top 10 Holdings %
Top 10 Hldgs %
41.02%
Holding
75
New
5
Increased
17
Reduced
47
Closed
2
Avg Time Held
1.5
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$787K |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$720K |
| 3 |
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
|
+$332K |
| 4 |
Vanguard Industrials ETF
VIS
|
+$331K |
| 5 |
Vanguard Morningstar Growth ETF
VUG
|
+$319K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Calamos Strategic Total Return Fund
CSQ
|
+$256K |
| 2 |
Apple
AAPL
|
+$214K |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$211K |
| 4 |
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
|
+$208K |
| 5 |
BlackRock Enhanced International Dividend Trust
BGY
|
+$164K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.22% |
| 2 | Financials | 15.33% |
| 3 | Technology | 5.71% |
| 4 | Real Estate | 3.89% |
| 5 | Consumer Discretionary | 1.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Flaherty & Crumrine Total Return Fund
FLC
$164M
| $1.91M | 1.56% |
121,220
-2,791
| -2% | -$46.2K |
2024 Q4
7 quarters
|
|
27
PIMCO Corporate & Income Opportunity Fund
PTY
$2.38B
| $1.82M | 1.48% |
165,436
-2,069
| -1% | -$24.1K |
2024 Q4
7 quarters
|
|
28
BlackRock Debt Strategies Fund
DSU
$560M
| $1.77M | 1.44% |
196,494
+2,372
| +1% | +$22.3K |
2024 Q4
7 quarters
|
|
29
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$387M
| $1.76M | 1.43% |
93,260
-482
| -0.5% | -$9.8K |
2024 Q4
7 quarters
|
|
30
Vanguard Morningstar Value ETF
VTV
$194B
| $1.35M | 1.1% |
6,229
+1,158
| +23% | +$257K |
2024 Q4
7 quarters
|
|
31
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$697M
| $1.31M | 1.07% |
52,564
+43
| +0.1% | +$1.16K |
2024 Q4
7 quarters
|
|
|
32
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.8B
| $1.24M | 1.01% |
2,443
+1,368
| +127% | +$720K |
2026 Q2
1 quarter
|
|
33
Guggenheim Strategic Opportunities Fund
GOF
$1.96B
| $1.2M | 0.98% |
141,021
+1,016
| +0.7% | +$10.1K |
2025 Q1
6 quarters
|
|
34
State Street SPDR Portfolio S&P 500 ETF
SPYM
$181B
| $1.19M | 0.97% |
13,224
+223
| +2% | +$19.9K |
2024 Q4
7 quarters
|
|
35
Source Capital
SOR
$379M
| $1.16M | 0.94% |
25,455
-2,607
| -9% | -$120K |
2024 Q4
7 quarters
|
|
|
36
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.2B
| $1.15M | 0.94% |
6,490
+1,836
| +39% | +$332K |
2026 Q2
1 quarter
|
|
37
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$709M
| $1.13M | 0.92% |
75,792
+876
| +1% | +$14K |
2024 Q4
7 quarters
|
|
38
abrdn Global Infrastructure Income Fund
ASGI
$864M
| $1.05M | 0.86% |
54,321
-2,168
| -4% | -$49.8K |
2024 Q4
7 quarters
|
|
39
Barings Participation Investors
MPV
$183M
| $1.04M | 0.85% |
67,645
-362
| -0.5% | -$5.9K |
2024 Q4
7 quarters
|
|
40
Western Asset Global Corporate Defined Opportunity Fund
GDO
$72M
| $1.02M | 0.83% |
106,426
-4,763
| -4% | -$48.6K |
2024 Q4
7 quarters
|
|
41
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.46B
| $912K | 0.74% |
85,926
-922
| -1% | -$11.2K |
2024 Q4
7 quarters
|
|
42
Cohen & Steers REIT and Preferred and Income Fund
RNP
$906M
| $844K | 0.69% |
45,232
-109
| -0.2% | -$2.2K |
2024 Q4
7 quarters
|
|
43
Flaherty & Crumrine Preferred and Income Fund
PFD
$135M
| $770K | 0.63% |
71,468
-1,200
| -2% | -$13.5K |
2024 Q4
7 quarters
|
|
44
Omega Healthcare
OHI
$14.2B
| $695K | 0.57% |
14,997
-670
| -4% | -$32.1K |
2024 Q4
7 quarters
|
|
45
Columbia Seligman Premium Technology Growth Fund
STK
$923M
| $694K | 0.57% |
12,901
-2,801
| -18% | -$144K |
2024 Q4
7 quarters
|
|
46
BlackRock Health Sciences Trust
BME
$606M
| $675K | 0.55% |
15,287
-892
| -6% | -$39.5K |
2025 Q1
6 quarters
|
|
47
Suburban Propane Partners
SPH
$1.2B
| $673K | 0.55% |
40,920
-531
| -1% | -$9.37K |
2024 Q4
7 quarters
|
|
48
BlackRock Limited Duration Income Trust
BLW
$454M
| $605K | 0.49% |
52,680
-674
| -1% | -$8.41K |
2024 Q4
7 quarters
|
|
49
Alphabet (Google) Class A
GOOGL
$3.44T
| $576K | 0.47% |
1,674
-22
| -1% | -$7.64K |
2025 Q4
3 quarters
|
|
50
Outfront Media
OUT
$5.64B
| $537K | 0.44% |
19,354
| – | – |
2026 Q2
1 quarter
|
|
Similar funds
Smith Asset Management's Q3 2026 Portfolio in Review
As of Q3 2026, Smith Asset Management held 75 positions worth $123M, down 3.4% from $127M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Smith Asset Management's Q3 2026 filing shows 5 new, 17 increased, 47 reduced and 2 closed positions. Its largest new stake was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K. The largest sale was Calamos Strategic Total Return Fund, an estimated $256K.
By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 73% a quarter earlier, followed by Financials and Technology.
- Smith Asset Management's largest Q3 2026 buy was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K.
- Smith Asset Management added most to Invesco QQQ Trust in Q3 2026, an estimated $787K increase.
- Smith Asset Management's biggest Q3 2026 reduction was Calamos Strategic Total Return Fund, cutting an estimated $256K.
- Smith Asset Management fully exited Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2026, selling an estimated $208K.
- Smith Asset Management's ten largest holdings make up 41% of its $123M portfolio in Q3 2026.
- Smith Asset Management opened 5 new positions and closed 2 in Q3 2026.
- Smith Asset Management's portfolio value fell 3.4% quarter-over-quarter to $123M.
Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.