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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
+$10.6M
Cap. Flow
+$2.31M
Cap. Flow %
1.81%
Top 10 Hldgs %
40.88%
Holding
75
New
4
Increased
14
Reduced
47
Closed
5

Top Buys

1
MSFT icon
Microsoft
MSFT
+$957K
2
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$874K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$724K
4
VIS icon
Vanguard Industrials ETF
VIS
+$694K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$610K

Top Sells

1
VB icon
Vanguard Small-Cap ETF
VB
+$853K
2
VDE icon
Vanguard Energy ETF
VDE
+$623K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$607K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$234K
5
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$162K

Sector Composition

1 Financials 15.03%
2 Technology 4.51%
3 Real Estate 4.45%
4 Consumer Discretionary 1.33%
5 Utilities 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
$1.94M 1.52%
93,742
-1,325
-1% -$27.3K
MSFT icon
27
Microsoft
MSFT
$2.98T
$1.89M 1.49%
5,066
+2,366
+88% +$957K
DSU icon
28
BlackRock Debt Strategies Fund
DSU
$602M
$1.88M 1.48%
194,122
-5,409
-3% -$53K
AMZN icon
29
Amazon
AMZN
$2.69T
$1.69M 1.33%
7,097
+603
+9% +$151K
GOF icon
30
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$1.53M 1.2%
140,005
+1,025
+0.7% +$11.4K
BUI icon
31
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$739M
$1.52M 1.2%
52,521
-814
-2% -$22.5K
ASGI
32
abrdn Global Infrastructure Income Fund
ASGI
$775M
$1.31M 1.03%
56,489
-2,165
-4% -$50.7K
SOR
33
Source Capital
SOR
$381M
$1.29M 1.01%
28,062
-164
-0.6% -$7.5K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$1.22M 0.96%
74,916
-1,934
-3% -$30.9K
GDO
35
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79.3M
$1.19M 0.94%
111,189
-1,471
-1% -$16K
MPV
36
Barings Participation Investors
MPV
$170M
$1.15M 0.9%
68,007
-603
-0.9% -$10.4K
SPYM
37
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$1.14M 0.9%
13,001
+1,200
+10% +$102K
NVG icon
38
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.74B
$1.11M 0.87%
86,848
-877
-1% -$11K
VTV icon
39
Vanguard Value ETF
VTV
$186B
$1.11M 0.87%
5,071
-20
-0.4% -$4.18K
RNP icon
40
Cohen & Steers REIT and Preferred and Income Fund
RNP
$994M
$920K 0.72%
45,341
+171
+0.4% +$3.54K
GRID
41
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$892K 0.7%
+4,654
New +$874K
STK
42
Columbia Seligman Premium Technology Growth Fund
STK
$886M
$846K 0.67%
15,702
-368
-2% -$18.3K
PFD
43
Flaherty & Crumrine Preferred and Income Fund
PFD
$149M
$845K 0.66%
72,668
-1,397
-2% -$16K
OHI icon
44
Omega Healthcare
OHI
$14.9B
$747K 0.59%
15,667
-834
-5% -$38.6K
SPH icon
45
Suburban Propane Partners
SPH
$1.22B
$709K 0.56%
41,451
-565
-1% -$10.8K
BME icon
46
BlackRock Health Sciences Trust
BME
$551M
$695K 0.55%
16,179
-350
-2% -$13.9K
BLW icon
47
BlackRock Limited Duration Income Trust
BLW
$498M
$666K 0.52%
53,354
-1,711
-3% -$21.5K
OUT icon
48
Outfront Media
OUT
$5.88B
$634K 0.5%
+19,354
New +$601K
GOOGL icon
49
Alphabet (Google) Class A
GOOGL
$4.33T
$606K 0.48%
1,696
+116
+7% +$41.8K
HYT icon
50
BlackRock Corporate High Yield Fund
HYT
$1.37B
$603K 0.47%
70,459
-330
-0.5% -$2.83K
1
2
3

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MF
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PIP
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VDC
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SGWP
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PA
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PIM
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ACM
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Smith Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Smith Asset Management held 75 positions worth $127M, up 9.1% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Smith Asset Management's Q2 2026 filing shows 4 new, 14 increased, 47 reduced and 5 closed positions. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K. The largest sale was Vanguard Small-Cap ETF, an estimated $853K.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Technology and Real Estate.

  • Smith Asset Management's largest Q2 2026 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K.
  • Smith Asset Management added most to Microsoft in Q2 2026, an estimated $957K increase.
  • Smith Asset Management's biggest Q2 2026 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $162K.
  • Smith Asset Management fully exited Vanguard Small-Cap ETF in Q2 2026, selling an estimated $853K.
  • Smith Asset Management's ten largest holdings make up 41% of its $127M portfolio in Q2 2026.
  • Smith Asset Management opened 4 new positions and closed 5 in Q2 2026.
  • Smith Asset Management's portfolio value rose 9.1% quarter-over-quarter to $127M.

Based on Smith Asset Management's 13F filing for Q2 2026, filed 14 Jul 2026.