SAM

Smith Asset Management Portfolio holdings

AUM $121M
1-Year Est. Return 6.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+6.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$121M
AUM Growth
+$3.72M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
71
New
Increased
Reduced
Closed

Top Buys

1
+$482K
2
+$477K
3
+$459K
4
PCN
PIMCO Corporate & Income Strategy Fund
PCN
+$459K
5
MSFT icon
Microsoft
MSFT
+$434K

Top Sells

1
+$152K
2
+$147K
3
+$139K
4
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$127K
5
DNP icon
DNP Select Income Fund
DNP
+$114K

Sector Composition

1 Financials 18.24%
2 Real Estate 3.8%
3 Technology 2.94%
4 Consumer Discretionary 1.07%
5 Utilities 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$433M
$2.01M 1.66%
96,884
-4,159
DSU icon
27
BlackRock Debt Strategies Fund
DSU
$620M
$1.86M 1.54%
182,965
-221
GOF icon
28
Guggenheim Strategic Opportunities Fund
GOF
$2.39B
$1.59M 1.31%
123,059
+21,188
BUI icon
29
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$660M
$1.37M 1.13%
53,262
+4,451
GDO
30
Western Asset Global Corporate Defined Opportunity Fund
GDO
$85.3M
$1.37M 1.13%
115,663
-10,812
ASGI
31
abrdn Global Infrastructure Income Fund
ASGI
$774M
$1.33M 1.1%
59,649
-2,424
SOR
32
Source Capital
SOR
$383M
$1.3M 1.07%
28,345
+233
AMZN icon
33
Amazon
AMZN
$2.69T
$1.3M 1.07%
5,618
+774
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.22M 1.01%
73,885
+908
PFD
35
Flaherty & Crumrine Preferred and Income Fund
PFD
$150M
$1.18M 0.97%
105,918
-1,075
NVG icon
36
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.14M 0.94%
90,284
-57
MPV
37
Barings Participation Investors
MPV
$193M
$1.12M 0.92%
70,323
-3,275
VTV icon
38
Vanguard Value ETF
VTV
$170B
$898K 0.74%
4,700
+674
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$134B
$881K 0.73%
10,983
+1,612
QQQ icon
40
Invesco QQQ Trust
QQQ
$420B
$818K 0.68%
1,332
+460
VB icon
41
Vanguard Small-Cap ETF
VB
$76.9B
$802K 0.66%
3,109
+171
SPH icon
42
Suburban Propane Partners
SPH
$1.25B
$785K 0.65%
42,320
BLW icon
43
BlackRock Limited Duration Income Trust
BLW
$501M
$749K 0.62%
54,494
+1,003
OHI icon
44
Omega Healthcare
OHI
$13.8B
$738K 0.61%
16,651
-1,402
RNP icon
45
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.01B
$706K 0.58%
35,528
+4,663
XLV icon
46
State Street Health Care Select Sector SPDR ETF
XLV
$38.9B
$614K 0.51%
3,966
+174
STK
47
Columbia Seligman Premium Technology Growth Fund
STK
$807M
$591K 0.49%
16,070
+220
HYT icon
48
BlackRock Corporate High Yield Fund
HYT
$1.41B
$582K 0.48%
65,407
+138
VOT icon
49
Vanguard Mid-Cap Growth ETF
VOT
$18.2B
$556K 0.46%
1,993
-14
BME icon
50
BlackRock Health Sciences Trust
BME
$516M
$530K 0.44%
12,885
+2,301
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