SAM

Smith Asset Management Portfolio holdings

AUM $117M
1-Year Est. Return 0.21%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-0.21%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$117M
AUM Growth
-$4.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
73
New
Increased
Reduced
Closed

Top Buys

1
+$767K
2
+$563K
3
+$321K
4
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$300K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$294K

Top Sells

1
+$3.91M
2
+$374K
3
+$206K
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$118K
5
AWF
AllianceBernstein Global High Income Fund
AWF
+$83.7K

Sector Composition

1 Financials 15.09%
2 Real Estate 3.96%
3 Technology 3.62%
4 Consumer Discretionary 1.16%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$421M
$1.91M 1.64%
95,067
-1,817
GOF icon
27
Guggenheim Strategic Opportunities Fund
GOF
$2.34B
$1.53M 1.31%
138,980
+15,921
BUI icon
28
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$671M
$1.41M 1.21%
53,335
+73
AMZN icon
29
Amazon
AMZN
$2.76T
$1.35M 1.16%
6,494
+876
ASGI
30
abrdn Global Infrastructure Income Fund
ASGI
$719M
$1.31M 1.13%
58,654
-995
SOR
31
Source Capital
SOR
$377M
$1.31M 1.12%
28,226
-119
GDO
32
Western Asset Global Corporate Defined Opportunity Fund
GDO
$81.4M
$1.21M 1.04%
112,660
-3,003
FFC
33
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$1.19M 1.02%
76,850
+2,965
MPV
34
Barings Participation Investors
MPV
$182M
$1.18M 1.01%
68,610
-1,713
NVG icon
35
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.08M 0.93%
87,725
-2,559
QQQ icon
36
Invesco QQQ Trust
QQQ
$496B
$1.07M 0.92%
1,861
+529
MSFT icon
37
Microsoft
MSFT
$3.28T
$999K 0.86%
2,700
+1,834
VTV icon
38
Vanguard Value ETF
VTV
$179B
$999K 0.86%
5,091
+391
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$148B
$903K 0.78%
11,801
+818
RNP icon
40
Cohen & Steers REIT and Preferred and Income Fund
RNP
$997M
$893K 0.77%
45,170
+9,642
VB icon
41
Vanguard Small-Cap ETF
VB
$79.2B
$853K 0.73%
3,255
+146
PFD
42
Flaherty & Crumrine Preferred and Income Fund
PFD
$148M
$828K 0.71%
74,065
-31,853
SPH icon
43
Suburban Propane Partners
SPH
$1.28B
$827K 0.71%
42,016
-304
OHI icon
44
Omega Healthcare
OHI
$13.3B
$723K 0.62%
16,501
-150
BLW icon
45
BlackRock Limited Duration Income Trust
BLW
$488M
$693K 0.59%
55,065
+571
BME icon
46
BlackRock Health Sciences Trust
BME
$508M
$637K 0.55%
16,529
+3,644
VDE icon
47
Vanguard Energy ETF
VDE
$10B
$623K 0.53%
3,602
+482
STK
48
Columbia Seligman Premium Technology Growth Fund
STK
$1.02B
$610K 0.52%
16,070
XLV icon
49
State Street Health Care Select Sector SPDR ETF
XLV
$37.5B
$607K 0.52%
4,137
+171
HYT icon
50
BlackRock Corporate High Yield Fund
HYT
$1.41B
$603K 0.52%
70,789
+5,382
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