Smith Asset Management’s Source Capital SOR Stock Holding History

Smith Asset Management’s Portfolio SOR Stock Details SOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.16M	Sell	25,455 -2,607	-9%	-$120K	0.94%	35
2026 Q2	$1.29M	Sell	28,062 -164	-0.6%	-$7.5K	1.01%	33
2026 Q1	$1.31M	Sell	28,226 -119	-0.4%	-$5.65K	1.12%	31
2025 Q4	$1.3M	Buy	28,345 +233	+0.8%	+$10.8K	1.07%	32
2025 Q3	$1.27M	Buy	28,112 +52	+0.2%	+$2.3K	1.08%	33
2025 Q2	$1.22M	Buy	28,060 +769	+3%	+$32.2K	1.05%	33
2025 Q1	$1.13M	Buy	27,291 +149	+0.5%	+$6.29K	1.07%	33
2024 Q4	$1.18M	Buy	+27,142	New	+$1.21M	1.15%	33

Other funds holding SOR

DWM

DKM Wealth Management Stockton, California $158M AUM 11.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $303M AUM 4.89% 1-Year Est. Return

Diversified Management Milwaukee, Wisconsin $573M AUM 24.64% 1-Year Est. Return

Chemistry Wealth Management New York $639M AUM 11.43% 1-Year Est. Return

Hennion & Walsh Asset Management Parsippany, New Jersey $3.42B AUM 25.82% 1-Year Est. Return

NWF Advisory Services Los Angeles, California $1.07B AUM 35.62% 1-Year Est. Return

PWMA

Pension & Wealth Management Advisors Waltham, Massachusetts $441M AUM 9.69% 1-Year Est. Return

Align Financial Hermantown, Minnesota $210M AUM 15.28% 1-Year Est. Return

Mather Group Chicago, Illinois $11.8B AUM 12.84% 1-Year Est. Return

Smith Asset Management's SOR Position: Q3 2026 in Review

Smith Asset Management reduced its Source Capital (SOR) stake by 9.3% in Q3 2026, selling an estimated $120K and leaving 25,455 shares worth $1.16M. The position accounts for 0.94% of the portfolio, ranked #35.

Smith Asset Management first reported a position in SOR in Q4 2024 and has held it in 8 quarters since. The position peaked at $1.31M in Q1 2026. 10 funds tracked by Wall St. Rank hold SOR as of Q3 2026.

Smith Asset Management held 25,455 shares of Source Capital worth $1.16M as of Q3 2026.
Smith Asset Management sold 2,607 Source Capital shares in Q3 2026, an estimated $120K.
Source Capital made up 0.94% of Smith Asset Management's portfolio in Q3 2026, its #35 holding.
Smith Asset Management first reported a position in Source Capital in Q4 2024 and has held it in 8 quarters since.
Smith Asset Management's Source Capital position peaked at $1.31M in Q1 2026.
10 funds tracked by Wall St. Rank held Source Capital as of Q3 2026.

Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.