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Smith Asset Management Portfolio holdings
AUM
$123M
Turnover
9.33%
1-Year Est. Return
1.3%
This Fund
S&P 500
This Quarter Est. Return
-3.63%
1 Year Est. Return
-1.3%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$123M
AUM Growth
-$4.38M
(-3.4%)
Cap. Flow
+$1.42M
Cap. Flow % of AUM
Cap. Flow %
1.16%
Top 10 Holdings %
Top 10 Hldgs %
41.02%
Holding
75
New
5
Increased
17
Reduced
47
Closed
2
Avg Time Held
1.5
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$787K |
| 2 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$720K |
| 3 |
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
|
+$332K |
| 4 |
Vanguard Industrials ETF
VIS
|
+$331K |
| 5 |
Vanguard Morningstar Growth ETF
VUG
|
+$319K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Calamos Strategic Total Return Fund
CSQ
|
+$256K |
| 2 |
Apple
AAPL
|
+$214K |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$211K |
| 4 |
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
|
+$208K |
| 5 |
BlackRock Enhanced International Dividend Trust
BGY
|
+$164K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.22% |
| 2 | Financials | 15.33% |
| 3 | Technology | 5.71% |
| 4 | Real Estate | 3.89% |
| 5 | Consumer Discretionary | 1.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
BlackRock Corporate High Yield Fund
HYT
$1.53B
| $530K | 0.43% |
67,579
-2,880
| -4% | -$23.8K |
2024 Q4
7 quarters
|
|
52
Healthpeak Properties
DOC
$13.9B
| $516K | 0.42% |
25,843
-1,400
| -5% | -$29.7K |
2024 Q4
7 quarters
|
|
53
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
| $504K | 0.41% |
1,726
+3
| +0.2% | +$899 |
2024 Q4
7 quarters
|
|
54
Iron Mountain
IRM
$34.1B
| $471K | 0.38% |
4,246
-510
| -11% | -$61.1K |
2024 Q4
7 quarters
|
|
55
Walmart Inc
WMT
$1T
| $468K | 0.38% |
4,500
+56
| +1% | +$6.15K |
2024 Q4
7 quarters
|
|
56
Morgan Stanley Emerging Markets Debt Fund
MSD
$136M
| $461K | 0.38% |
68,360
-2,642
| -4% | -$19.1K |
2024 Q4
7 quarters
|
|
57
Cohen & Steers Duration Preferred & Income Fund
LDP
$543M
| $334K | 0.27% |
17,265
-844
| -5% | -$17.3K |
2025 Q3
4 quarters
|
|
|
58
Vanguard Morningstar Growth ETF
VUG
$221B
| $329K | 0.27% |
+3,650
| New | +$319K |
2026 Q3
0 quarters
|
|
59
Duke Energy
DUK
$100B
| $284K | 0.23% |
2,489
-130
| -5% | -$15.9K |
2024 Q4
7 quarters
|
|
60
Amgen
AMGN
$253B
| $279K | 0.23% |
661
| – | – |
2025 Q4
3 quarters
|
|
61
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$111M
| $265K | 0.22% |
30,718
| – | – |
2026 Q1
2 quarters
|
|
62
Altria Group
MO
$130B
| $240K | 0.2% |
3,566
-70
| -2% | -$4.86K |
2024 Q4
7 quarters
|
|
63
Alphabet (Google) Class C
GOOG
$3.63T
| $236K | 0.19% |
+693
| New | +$239K |
2026 Q3
0 quarters
|
|
64
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
| $225K | 0.18% |
+2,867
| New | +$232K |
2026 Q3
0 quarters
|
|
65
Vanguard S&P 500 ETF
VOO
$1.05T
| $209K | 0.17% |
+298
| New | +$208K |
2026 Q3
0 quarters
|
|
66
Liberty All-Star Growth Fund
ASG
$308M
| $202K | 0.16% |
39,950
-277
| -0.7% | -$1.44K |
2024 Q4
7 quarters
|
|
67
Seven Hills Realty Trust
SEVN
$148M
| $190K | 0.16% |
27,688
-1,638
| -6% | -$12.7K |
2025 Q2
5 quarters
|
|
68
AllianceBernstein National Municipal Income Fund
AFB
$292M
| $173K | 0.14% |
18,203
| – | – |
2024 Q4
7 quarters
|
|
69
Diversified Healthcare Trust
DHC
$1.77B
| $171K | 0.14% |
21,785
-508
| -2% | -$4.28K |
2024 Q4
7 quarters
|
|
70
Western Asset Premier Bond Fund
WEA
$114M
| $164K | 0.13% |
16,509
-1,858
| -10% | -$19.3K |
2024 Q4
7 quarters
|
|
71
Franklin Municipal Opportunities Trust
PMO
$278M
| $112K | 0.09% |
12,243
-306
| -2% | -$3.12K |
2026 Q1
2 quarters
|
|
72
Liberty All-Star Equity Fund
USA
$1.8B
| $104K | 0.08% |
17,946
-256
| -1% | -$1.51K |
2024 Q4
7 quarters
|
|
73
DELISTED
abrdn Global Infrastructure Income Fund Rights (expiring October 15, 2026)
ASGI.RT
| $680 | ﹤0.01% |
+54,387
| New | +$680 |
2026 Q3
0 quarters
|
|
|
74
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
| – | – |
-8,836
| Closed | -$208K | – |
|
75
Service Properties Trust
SVC
$720M
| – | – |
-3,560
| Closed | -$30.1K | – |
|
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Smith Asset Management's Q3 2026 Portfolio in Review
As of Q3 2026, Smith Asset Management held 75 positions worth $123M, down 3.4% from $127M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Smith Asset Management's Q3 2026 filing shows 5 new, 17 increased, 47 reduced and 2 closed positions. Its largest new stake was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K. The largest sale was Calamos Strategic Total Return Fund, an estimated $256K.
By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 73% a quarter earlier, followed by Financials and Technology.
- Smith Asset Management's largest Q3 2026 buy was Vanguard Morningstar Growth ETF: 3,650 shares worth $329K.
- Smith Asset Management added most to Invesco QQQ Trust in Q3 2026, an estimated $787K increase.
- Smith Asset Management's biggest Q3 2026 reduction was Calamos Strategic Total Return Fund, cutting an estimated $256K.
- Smith Asset Management fully exited Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2026, selling an estimated $208K.
- Smith Asset Management's ten largest holdings make up 41% of its $123M portfolio in Q3 2026.
- Smith Asset Management opened 5 new positions and closed 2 in Q3 2026.
- Smith Asset Management's portfolio value fell 3.4% quarter-over-quarter to $123M.
Based on Smith Asset Management's 13F filing for Q3 2026, filed 16 Oct 2026.