SAM

Smith Asset Management Portfolio holdings

AUM $117M
1-Year Est. Return 4.59%
This Quarter Est. Return
1 Year Est. Return
+4.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$117M
AUM Growth
+$1.57M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
71
New
Increased
Reduced
Closed

Top Buys

1
+$4.85M
2
+$527K
3
+$467K
4
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$350K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$260K

Top Sells

1
+$5.03M
2
+$722K
3
+$355K
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$322K
5
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$298K

Sector Composition

1 Financials 16.23%
2 Real Estate 3.93%
3 Technology 2.17%
4 Utilities 0.97%
5 Consumer Discretionary 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
51
Invesco QQQ Trust
QQQ
$407B
$524K 0.45%
872
+158
MSD
52
Morgan Stanley Emerging Markets Debt Fund
MSD
$149M
$498K 0.42%
67,556
-243
WMT icon
53
Walmart
WMT
$910B
$456K 0.39%
4,425
+15
BME icon
54
BlackRock Health Sciences Trust
BME
$529M
$394K 0.34%
10,584
+918
VDE icon
55
Vanguard Energy ETF
VDE
$7.36B
$386K 0.33%
3,067
+44
DUK icon
56
Duke Energy
DUK
$92.4B
$354K 0.3%
2,858
SEVN
57
Seven Hills Realty Trust
SEVN
$133M
$341K 0.29%
33,035
XLF icon
58
State Street Financial Select Sector SPDR ETF
XLF
$52.4B
$273K 0.23%
5,069
+133
MO icon
59
Altria Group
MO
$98.5B
$259K 0.22%
3,921
ASG
60
Liberty All-Star Growth Fund
ASG
$330M
$235K 0.2%
42,263
+34
LDP icon
61
Cohen & Steers Duration Preferred & Income Fund
LDP
$619M
$220K 0.19%
+10,171
AFB
62
AllianceBernstein National Municipal Income Fund
AFB
$312M
$198K 0.17%
18,203
WEA
63
Western Asset Premier Bond Fund
WEA
$132M
$152K 0.13%
13,537
+1,108
USA icon
64
Liberty All-Star Equity Fund
USA
$1.8B
$118K 0.1%
18,651
DHC
65
Diversified Healthcare Trust
DHC
$1.17B
$99.6K 0.08%
22,593
-150
SVC
66
Service Properties Trust
SVC
$306M
$49.8K 0.04%
18,377
-450
UTF.RT
67
DELISTED
Cohen & Steers Infrastructure Fund Rights exp Oct 16 2025
UTF.RT
$7.7K 0.01%
+98,699
BTT icon
68
BlackRock Municipal 2030 Target Term Trust
BTT
$1.45B
– –
-14,689
FENG
69
Phoenix New Media
FENG
$25M
– –
-332,777
JPI
70
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-241,976
PFO
71
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$124M
– –
-32,193
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