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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$127M
AUM Growth
+$10.6M
Cap. Flow
+$2.31M
Cap. Flow %
1.81%
Top 10 Hldgs %
40.88%
Holding
75
New
4
Increased
14
Reduced
47
Closed
5

Top Buys

1
MSFT icon
Microsoft
MSFT
+$957K
2
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$874K
3
VGT icon
Vanguard Information Technology ETF
VGT
+$724K
4
VIS icon
Vanguard Industrials ETF
VIS
+$694K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$610K

Top Sells

1
VB icon
Vanguard Small-Cap ETF
VB
+$853K
2
VDE icon
Vanguard Energy ETF
VDE
+$623K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$607K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$234K
5
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$162K

Sector Composition

1 Financials 15.03%
2 Technology 4.51%
3 Real Estate 4.45%
4 Consumer Discretionary 1.33%
5 Utilities 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
51
Iron Mountain
IRM
$36.8B
$601K 0.47%
4,756
– –
DOC icon
52
Healthpeak Properties
DOC
$15.5B
$583K 0.46%
27,243
-150
-0.5% -$2.8K
DIA icon
53
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$562K 0.44%
+1,075
New +$537K
VOT icon
54
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$528K 0.42%
1,723
-268
-13% -$77.3K
MSD
55
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$518K 0.41%
71,002
-945
-1% -$6.92K
WMT icon
56
Walmart Inc
WMT
$909B
$503K 0.4%
4,444
-15
-0.3% -$1.86K
LDP icon
57
Cohen & Steers Duration Preferred & Income Fund
LDP
$611M
$383K 0.3%
18,109
-907
-5% -$18.8K
DUK icon
58
Duke Energy
DUK
$97.5B
$332K 0.26%
2,619
-35
-1% -$4.42K
PFO
59
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$284K 0.22%
30,718
-1,100
-3% -$10.1K
MO icon
60
Altria Group
MO
$124B
$262K 0.21%
3,636
-100
-3% -$6.98K
SEVN
61
Seven Hills Realty Trust
SEVN
$193M
$247K 0.19%
29,326
-2,727
-9% -$22.8K
AMGN icon
62
Amgen
AMGN
$198B
$239K 0.19%
661
– –
ASG
63
Liberty All-Star Growth Fund
ASG
$328M
$220K 0.17%
40,227
-1,152
-3% -$6.02K
ETG
64
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.76B
$208K 0.16%
+8,836
New +$198K
AFB
65
AllianceBernstein National Municipal Income Fund
AFB
$323M
$208K 0.16%
18,203
– –
DHC
66
Diversified Healthcare Trust
DHC
$2.22B
$207K 0.16%
22,293
– –
WEA
67
Western Asset Premier Bond Fund
WEA
$126M
$196K 0.15%
18,367
– –
PMO
68
Franklin Municipal Opportunities Trust
PMO
$293M
$132K 0.1%
12,549
-1,193
-9% -$12.5K
USA icon
69
Liberty All-Star Equity Fund
USA
$1.77B
$106K 0.08%
18,202
-350
-2% -$2.02K
SVC
70
Service Properties Trust
SVC
$1.11B
$30.1K 0.02%
3,560
-20
-0.6% -$157
VB icon
71
Vanguard Small-Cap ETF
VB
$79.7B
– –
-3,255
Closed -$853K
VDE icon
72
Vanguard Energy ETF
VDE
$9.76B
– –
-3,602
Closed -$623K
XLF icon
73
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
– –
-4,742
Closed -$234K
XLV icon
74
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
– –
-4,137
Closed -$607K
BUI.RT
75
DELISTED
BlackRock Utilities, Infrastructure & Power Opportunities Trust Rights (expiring April 2, 2026)
BUI.RT
– –
-53,294
Closed -$426
1 2
3

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Smith Asset Management's Q2 2026 Portfolio in Review

As of Q2 2026, Smith Asset Management held 75 positions worth $127M, up 9.1% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Smith Asset Management's Q2 2026 filing shows 4 new, 14 increased, 47 reduced and 5 closed positions. Its largest new stake was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K. The largest sale was Vanguard Small-Cap ETF, an estimated $853K.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Technology and Real Estate.

  • Smith Asset Management's largest Q2 2026 buy was First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: 4,654 shares worth $892K.
  • Smith Asset Management added most to Microsoft in Q2 2026, an estimated $957K increase.
  • Smith Asset Management's biggest Q2 2026 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $162K.
  • Smith Asset Management fully exited Vanguard Small-Cap ETF in Q2 2026, selling an estimated $853K.
  • Smith Asset Management's ten largest holdings make up 41% of its $127M portfolio in Q2 2026.
  • Smith Asset Management opened 4 new positions and closed 5 in Q2 2026.
  • Smith Asset Management's portfolio value rose 9.1% quarter-over-quarter to $127M.

Based on Smith Asset Management's 13F filing for Q2 2026, filed 14 Jul 2026.