Raymond James Financial’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Raymond James Financial’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$464K	Sell	43,058 -15,810	-27%	-$178K	﹤0.01%	4603
2026 Q2	$685K	Buy	58,868 +2,704	+5%	+$31.1K	﹤0.01%	4274
2026 Q1	$628K	Buy	56,164 +9,590	+21%	+$113K	﹤0.01%	4192
2025 Q4	$553K	Buy	46,574 +10,245	+28%	+$121K	﹤0.01%	4198
2025 Q3	$437K	Sell	36,329 -141,008	-80%	-$1.63M	﹤0.01%	4197
2025 Q2	$2.01M	Buy	177,337 +6,569	+4%	+$72.1K	﹤0.01%	3082
2025 Q1	$1.92M	Sell	170,768 -10,407	-6%	-$117K	﹤0.01%	3015
2024 Q4	$2.04M	Buy	+181,175	New	+$2.09M	﹤0.01%	2961

Other funds holding PFD

Sit Investment Associates Minneapolis, Minnesota $5.22B AUM 5.92% 1-Year Est. Return

CIBC Bancorp USA Chicago, Illinois $79.9B AUM

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $25.3B AUM 15.9% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

MGO One Seven Beachwood, Ohio $6.08B AUM 21.44% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

Smith Asset Management Chiefland, Florida $123M AUM 1.3% 1-Year Est. Return

APFP

Action Point Financial Planning Grand Rapids, Michigan $941M AUM

Raymond James Financial's PFD Position: Q3 2026 in Review

Raymond James Financial reduced its Flaherty & Crumrine Preferred and Income Fund (PFD) stake by 27% in Q3 2026, selling an estimated $178K and leaving 43,058 shares worth $464K. The position accounts for ﹤0.01% of the portfolio, ranked #4603.

Raymond James Financial first reported a position in PFD in Q4 2024 and has held it in 8 quarters since. The position peaked at $2.04M in Q4 2024. 44 funds tracked by Wall St. Rank hold PFD as of Q3 2026.

Raymond James Financial held 43,058 shares of Flaherty & Crumrine Preferred and Income Fund worth $464K as of Q3 2026.
Raymond James Financial sold 15,810 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2026, an estimated $178K.
Flaherty & Crumrine Preferred and Income Fund made up ﹤0.01% of Raymond James Financial's portfolio in Q3 2026, its #4603 holding.
Raymond James Financial first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q4 2024 and has held it in 8 quarters since.
Raymond James Financial's Flaherty & Crumrine Preferred and Income Fund position peaked at $2.04M in Q4 2024.
44 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2026.

Based on Raymond James Financial's 13F filing for Q3 2026, filed 12 Nov 2026.