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OXLC

Oxford Lane Capital
OXLC

56 hedge funds and large institutions have $54.9M invested in Oxford Lane Capital in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 11

61% more capital invested

Capital invested by funds: $34.1M → $54.9M (+$20.8M)

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

6% more funds holding

Funds holding: 53 → 56 (+3)

0.41% more ownership

Funds ownership: 0.91% → 1.32% (+0.41%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
56
Holders Change
+3
Holders Change %
+5.66%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
26
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$14.6M
2
ACM
Anfield Capital Management
California
+$1.83M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$950K
4
LPL Financial
LPL Financial
California
+$887K
5
DFG
Delphi Financial Group
Delaware
+$752K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$287K
2
VF
Virtu Financial
New York
-$273K
3
VEA
Virtus ETF Advisers
New York
-$180K
4
Squarepoint
Squarepoint
New York
-$142K
5
Millennium Management
Millennium Management
New York
-$135K
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$331K +$11.5K +316 +4%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$268K +$163K +4,498 +153%
SWM
28
Spire Wealth Management
Virginia
$262K -$123K -3,390 -32%
SIC
29
Samalin Investment Counsel
New York
$242K +$244K +6,720 New
GA
30
Geller Advisors
New York
$241K +$243K +6,687 New
Deutsche Bank
31
Deutsche Bank
Germany
$207K +$73.3K +2,020 +54%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$193K +$195K +5,369 New
UBS Group
33
UBS Group
Switzerland
$173K -$2.1K -58 -1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$168K +$35.8K +988 +27%
KAS
35
Kestra Advisory Services
Texas
$159K +$36.3K +1,000 +29%
GWM
36
Geneos Wealth Management
Colorado
$146K – – –
TF
37
Trek Financial
Arizona
$139K -$907 -25 -0.6%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$126K -$11.3K -312 -8%
CIBC Private Wealth Group
39
CIBC Private Wealth Group
Georgia
$112K – – –
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$109K +$7.87K +217 +8%
FIA
41
FNY Investment Advisers
New York
$108K +$36.3K +1,000 +50%
PAG
42
Private Advisor Group
New Jersey
$104K +$30.9K +851 +42%
RJA
43
Raymond James & Associates
Florida
$91K +$91.9K +2,534 New
BWA
44
BDO Wealth Advisors
Florida
$81K – – –
CC
45
Claybrook Capital
Massachusetts
$76K +$76.2K +2,100 New
Koshinski Asset Management
46
Koshinski Asset Management
Illinois
$72.2K +$72.6K +2,002 New
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$39K -$7.76K -214 -16%
Wells Fargo
48
Wells Fargo
California
$33K -$1.81K -50 -5%
DOA
49
D'Orazio & Associates
Virginia
$30K +$6.49K +179 +27%
WWMSC
50
Wagner Wealth Management (South Carolina)
South Carolina
$16K – – –
1
2
3

OXLC Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2021, worth a combined $54.9M — up 61% from $34.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new OXLC positions and 7 closed out — a net gain of 3 holders — while 26 added to existing stakes and 11 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $14.6M. The largest seller was Citadel Advisors, exiting entirely with an estimated $287K sold.

  • 56 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2021, up from 53 in Q2 2021.
  • Funds reported $54.9M of Oxford Lane Capital stock for Q3 2021, up 61% quarter-over-quarter.
  • 10 funds opened new Oxford Lane Capital positions in Q3 2021 and 7 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q3 2021 was Penserra Capital Management, an estimated $14.6M added.
  • The largest Oxford Lane Capital seller in Q3 2021 was Citadel Advisors, an estimated $287K sold.

Based on aggregated 13F filings for Q3 2021.