OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

57 hedge funds and large institutions have $51.6M invested in Oxford Lane Capital in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+4
Holders Change %
+7.55%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
+$14.5M
2
ACM
Anfield Capital Management
California
+$1.82M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$944K
4
LPL Financial
LPL Financial
California
+$881K
5
DFG
Delphi Financial Group
Delaware
+$747K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$287K
2
VF
Virtu Financial
New York
-$273K
3
VEA
Virtus ETF Advisers
New York
-$179K
4
Squarepoint
Squarepoint
New York
-$142K
5
Millennium Management
Millennium Management
New York
-$135K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of New York Mellon
26
Bank of New York Mellon
New York
$268K +$162K +22,489 +153%
SWM
27
Spire Wealth Management
Virginia
$262K -$122K -16,950 -32%
SIC
28
Samalin Investment Counsel
New York
$242K +$242K +33,600 New
GA
29
Geller Advisors
New York
$241K +$241K +33,437 New
Deutsche Bank
30
Deutsche Bank
Germany
$207K +$72.8K +10,100 +54%
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
$193K +$193K +26,846 New
UBS Group
32
UBS Group
Switzerland
$173K -$2.1K -291 -1%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$168K +$35.5K +4,937 +27%
KAS
34
Kestra Advisory Services
Texas
$159K +$36.1K +5,000 +29%
GWM
35
Geneos Wealth Management
Colorado
$146K – – –
TF
36
Trek Financial
Arizona
$139K -$901 -125 -0.6%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$126K -$11.2K -1,558 -8%
CIBC Private Wealth Group
38
CIBC Private Wealth Group
Georgia
$112K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$109K +$7.89K +1,088 +8%
FIA
40
FNY Investment Advisers
New York
$108K +$36K +5,000 +50%
PAG
41
Private Advisor Group
New Jersey
$104K +$30.7K +4,255 +42%
RJA
42
Raymond James & Associates
Florida
$91K +$91K +12,670 New
BWA
43
BDO Wealth Advisors
Florida
$81K – – –
CC
44
Claybrook Capital
Massachusetts
$76K +$76K +10,500 New
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
$72.2K +$72.2K +10,011 New
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$39K -$7.68K -1,071 -16%
Wells Fargo
47
Wells Fargo
California
$33K -$1.81K -250 -5%
DOA
48
D'Orazio & Associates
Virginia
$30K +$6.37K +896 +27%
WWM
49
Wagner Wealth Management
South Carolina
$16K – – –
TWM
50
Tradition Wealth Management
Minnesota
$14K +$2.03K +283 +17%
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