Trek Financial’s Oxford Lane Capital OXLC Stock Holding History

Trek Financial’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,811	Closed	-$92.2K	–	311
2023 Q2	$92.2K	Sell	3,811 -44	-1%	-$1.12K	0.01%	270
2023 Q1	$101K	Hold	3,855	–	–	0.01%	243
2022 Q4	$97.7K	Hold	3,855	–	–	0.01%	229
2022 Q3	$100K	Hold	3,855	–	–	0.01%	205
2022 Q2	$109K	Hold	3,855	–	–	0.01%	209
2022 Q1	$140K	Hold	3,855	–	–	0.01%	225
2021 Q4	$149K	Hold	3,855	–	–	0.01%	213
2021 Q3	$139K	Sell	3,855 -25	-0.6%	-$907	0.01%	209
2021 Q2	$144K	Buy	3,880 +25	+0.6%	+$874	0.02%	220
2021 Q1	$121K	Hold	3,855	–	–	0.01%	198
2020 Q4	$104K	Hold	3,855	–	–	0.01%	197
2020 Q3	$85K	Hold	3,855	–	–	0.01%	166
2020 Q2	$79K	Buy	+3,855	New	+$78.1K	0.01%	143
2020 Q1	–	Sell	-3,855	Closed	-$148K	–	85
2019 Q4	$157K	Hold	3,855	–	–	0.03%	101
2019 Q3	$179K	Hold	3,855	–	–	0.03%	111
2019 Q2	$194K	Buy	+3,855	New	+$200K	0.03%	131

Other funds holding OXLC

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Trek Financial's OXLC Position: Q3 2023 in Review

Trek Financial sold out of Oxford Lane Capital (OXLC) in Q3 2023, closing a stake of 3,811 shares — an estimated $92.2K sold.

Trek Financial first reported a position in OXLC in Q2 2019 and held it in 16 quarters. The position peaked at $194K in Q2 2019. 90 funds tracked by Wall St. Rank hold OXLC as of Q3 2023.

Trek Financial reported no remaining Oxford Lane Capital position as of Q3 2023 after selling out during the quarter.
Trek Financial sold 3,811 Oxford Lane Capital shares in Q3 2023, an estimated $92.2K.
Trek Financial first reported a position in Oxford Lane Capital in Q2 2019 and held it in 16 quarters.
Trek Financial's Oxford Lane Capital position peaked at $194K in Q2 2019.
90 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2023.

Based on Trek Financial's 13F filing for Q3 2023, filed 14 Nov 2023.