DOA
OXLC

D'Orazio & Associates’s Oxford Lane Capital OXLC Stock Holding History

D'Orazio & Associates’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-844
Closed -$30K – 517
2021
Q3 		$30K Buy
844
+179
+27% +$6.49K 0.01% 291
2021
Q2 		$25K Sell
665
-89
-12% -$3.11K 0.01% 235
2021
Q1 		$24K Buy
754
+254
+51% +$8.04K 0.01% 222
2020
Q4 		$14K Buy
+500
New +$12.3K ﹤0.01% 248

Other funds holding OXLC

PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EG
Enstar Group Hamilton, Bermuda $217M AUM 12.3% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

D'Orazio & Associates's OXLC Position: Q4 2021 in Review

D'Orazio & Associates sold out of Oxford Lane Capital (OXLC) in Q4 2021, closing a stake of 844 shares — an estimated $30K sold.

D'Orazio & Associates first reported a position in OXLC in Q4 2020 and held it in 4 quarters. The position peaked at $30K in Q3 2021. 60 funds tracked by Wall St. Rank hold OXLC as of Q4 2021.

  • D'Orazio & Associates reported no remaining Oxford Lane Capital position as of Q4 2021 after selling out during the quarter.
  • D'Orazio & Associates sold 844 Oxford Lane Capital shares in Q4 2021, an estimated $30K.
  • D'Orazio & Associates first reported a position in Oxford Lane Capital in Q4 2020 and held it in 4 quarters.
  • D'Orazio & Associates's Oxford Lane Capital position peaked at $30K in Q3 2021.
  • 60 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2021.

Based on D'Orazio & Associates's 13F filing for Q4 2021, filed 7 Feb 2022.