Bank of New York Mellon’s Oxford Lane Capital OXLC Stock Holding History

Bank of New York Mellon’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-5,722	Closed	-$163K	–	4582
2022 Q2	$163K	Buy	5,722 +176	+3%	+$5.77K	﹤0.01%	4126
2022 Q1	$201K	Sell	5,546 -3,876	-41%	-$149K	﹤0.01%	4238
2021 Q4	$363K	Buy	9,422 +1,987	+27%	+$77.3K	﹤0.01%	3984
2021 Q3	$268K	Buy	7,435 +4,498	+153%	+$163K	﹤0.01%	4087
2021 Q2	$109K	Buy	+2,937	New	+$103K	﹤0.01%	4206

Other funds holding OXLC

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Enstar Group Hamilton, Bermuda $217M AUM 12.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Bank of New York Mellon's OXLC Position: Q3 2022 in Review

Bank of New York Mellon sold out of Oxford Lane Capital (OXLC) in Q3 2022, closing a stake of 5,722 shares — an estimated $163K sold.

Bank of New York Mellon first reported a position in OXLC in Q2 2021 and held it in 5 quarters. The position peaked at $363K in Q4 2021. 73 funds tracked by Wall St. Rank hold OXLC as of Q3 2022.

Bank of New York Mellon reported no remaining Oxford Lane Capital position as of Q3 2022 after selling out during the quarter.
Bank of New York Mellon sold 5,722 Oxford Lane Capital shares in Q3 2022, an estimated $163K.
Bank of New York Mellon first reported a position in Oxford Lane Capital in Q2 2021 and held it in 5 quarters.
Bank of New York Mellon's Oxford Lane Capital position peaked at $363K in Q4 2021.
73 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2022.

Based on Bank of New York Mellon's 13F filing for Q3 2022, filed 14 Nov 2022.