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OXLC

Oxford Lane Capital
OXLC

53 hedge funds and large institutions have $34.1M invested in Oxford Lane Capital in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

43% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 14

15% more funds holding

Funds holding: 46 → 53 (+7)

0.35% less ownership

Funds ownership: 1.25% → 0.91% (-0.35%)

7% less capital invested

Capital invested by funds: $36.7M → $34.1M (-$2.59M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
53
Holders Change
+7
Holders Change %
+15.22%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
20
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.69M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.75M
3
JF
Jump Financial
Illinois
+$548K
4
C
Certuity
Florida
+$371K
5
VEA
Virtus ETF Advisers
New York
+$359K

Top Sellers

Rank Fund Capital Flow
1
QGA
Q Global Advisors
Texas
-$11M
2
LPL Financial
LPL Financial
California
-$1.44M
3
ACM
Anfield Capital Management
California
-$1.42M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.35M
5
Osaic Holdings
Osaic Holdings
Arizona
-$391K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$180K +$17.5K +501 +11%
GWM
27
Geneos Wealth Management
Colorado
$151K – – –
TF
28
Trek Financial
Arizona
$144K +$874 +25 +0.6%
Squarepoint
29
Squarepoint
New York
$142K +$7.55K +216 +6%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$141K -$1.71K -49 -1%
Deutsche Bank
31
Deutsche Bank
Germany
$138K +$130K +3,720 New
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$136K +$31.1K +888 +32%
Millennium Management
33
Millennium Management
New York
$135K +$127K +3,632 New
KAS
34
Kestra Advisory Services
Texas
$126K +$119K +3,406 New
CIBC Private Wealth Group
35
CIBC Private Wealth Group
Georgia
$115K -$14K -400 -11%
KM
36
Kalos Management
Georgia
$109K -$201K -5,752 -67%
Bank of New York Mellon
37
Bank of New York Mellon
New York
$109K +$103K +2,937 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$103K -$1.35M -38,520 -93%
BWA
39
BDO Wealth Advisors
Florida
$84K – – –
PAG
40
Private Advisor Group
New Jersey
$75K +$71K +2,031 New
FIA
41
FNY Investment Advisers
New York
$74K -$131K -3,737 -65%
Citigroup
42
Citigroup
New York
$61K +$22.7K +648 +65%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$48K +$7.49K +214 +20%
Wells Fargo
44
Wells Fargo
California
$36K -$9.97K -285 -23%
TRCT
45
Tower Research Capital (TRC)
New York
$33K +$17.1K +489 +120%
DOA
46
D'Orazio & Associates
Virginia
$25K -$3.11K -89 -12%
WWMSC
47
Wagner Wealth Management (South Carolina)
South Carolina
$15K – – –
TWM
48
Tradition Wealth Management
Minnesota
$12K – – –
BFC
49
Bedel Financial Consulting
Indiana
$7K – – –
RMC
50
Resources Management Corp
Connecticut
$7K – – –
1
2
3

OXLC Hedge Fund Activity: Q2 2021 in Review

53 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q2 2021, worth a combined $34.1M — down 7.1% from $36.7M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OXLC positions and 5 closed out — a net gain of 7 holders — while 20 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.69M. The largest seller was Q Global Advisors, exiting entirely with an estimated $11M sold.

  • 53 institutional investors held Oxford Lane Capital (OXLC) as of Q2 2021, up from 46 in Q1 2021.
  • Funds reported $34.1M of Oxford Lane Capital stock for Q2 2021, down 7.1% quarter-over-quarter.
  • 12 funds opened new Oxford Lane Capital positions in Q2 2021 and 5 closed out, a net change of +7 holders.
  • The largest Oxford Lane Capital buyer in Q2 2021 was Morgan Stanley, an estimated $3.69M added.
  • The largest Oxford Lane Capital seller in Q2 2021 was Q Global Advisors, an estimated $11M sold.

Based on aggregated 13F filings for Q2 2021.