OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

53 hedge funds and large institutions have $30.8M invested in Oxford Lane Capital in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+7
Holders Change %
+15.22%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
19
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.91M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.85M
3
JF
Jump Financial
Illinois
+$581K
4
C
Certuity
Florida
+$393K
5
VEA
Virtus ETF Advisers
New York
+$380K

Top Sellers

1
QGA
Q Global Advisors
Texas
-$11M
2
LPL Financial
LPL Financial
California
-$1.52M
3
ACM
Anfield Capital Management
California
-$1.42M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.42M
5
Osaic Holdings
Osaic Holdings
Arizona
-$414K
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
26
Geneos Wealth Management
Colorado
$151K – – –
TF
27
Trek Financial
Arizona
$144K +$928 +125 +0.6%
Squarepoint
28
Squarepoint
New York
$142K +$8.02K +1,080 +6%
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$141K -$1.81K -245 -1%
Deutsche Bank
30
Deutsche Bank
Germany
$138K +$138K +18,600 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$136K +$32.8K +4,444 +32%
Millennium Management
32
Millennium Management
New York
$135K +$135K +18,161 New
KAS
33
Kestra Advisory Services
Texas
$126K +$126K +17,030 New
CIBC Private Wealth Group
34
CIBC Private Wealth Group
Georgia
$115K -$14.8K -2,000 -11%
KM
35
Kalos Management
Georgia
$109K -$217K -28,760 -67%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$109K +$109K +14,684 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$103K -$1.42M -192,602 -93%
BWA
38
BDO Wealth Advisors
Florida
$84K – – –
PAG
39
Private Advisor Group
New Jersey
$75K +$75K +10,154 New
FIA
40
FNY Investment Advisers
New York
$74K -$138K -18,683 -65%
Citigroup
41
Citigroup
New York
$61K +$24K +3,241 +65%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$48K +$7.9K +1,071 +20%
Wells Fargo
43
Wells Fargo
California
$36K -$10.7K -1,425 -23%
TRCT
44
Tower Research Capital (TRC)
New York
$33K +$18K +2,446 +120%
DOA
45
D'Orazio & Associates
Virginia
$25K -$3.35K -445 -12%
WWM
46
Wagner Wealth Management
South Carolina
$15K – – –
TWM
47
Tradition Wealth Management
Minnesota
$12K – – –
RMC
48
Resources Management Corp
Connecticut
$7K – – –
BFC
49
Bedel Financial Consulting
Indiana
$7K – – –
APWA
50
Atlas Private Wealth Advisors
New Jersey
$4K +$112 +15 +3%
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