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OXLC

Oxford Lane Capital
OXLC

34 hedge funds and large institutions have $15M invested in Oxford Lane Capital in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

0.42% less ownership

Funds ownership: 1.01% → 0.59% (-0.42%)

13% less funds holding

Funds holding: 39 → 34 (-5)

31% less capital invested

Capital invested by funds: $21.7M → $15M (-$6.71M)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
34
Holders Change
-5
Holders Change %
-12.82%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
14
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$4.53M
2
WS
Wedbush Securities
California
+$194K
3
NA
NewEdge Advisors
Louisiana
+$144K
4
BRWA
B. Riley Wealth Advisors
Florida
+$128K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$121K

Top Sellers

Rank Fund Capital Flow
1
VEA
Virtus ETF Advisers
New York
-$6.67M
2
SC
Selz Capital
New York
-$1.14M
3
AG
Advisor Group
Arizona
-$961K
4
Deutsche Bank
Deutsche Bank
Germany
-$470K
5
Citadel Advisors
Citadel Advisors
Florida
-$411K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
26
Quad-Cities Investment Group
Iowa
$23K +$14.2K +281 +134%
GWM
27
Geneos Wealth Management
Colorado
$20K +$2.02K +40 +10%
Citigroup
28
Citigroup
New York
$18K +$19.2K +380 New
NFG
29
Next Financial Group
Texas
$16K -$57.6K -1,140 -77%
WEC
30
Winslow Evans & Crocker
Massachusetts
$16K +$2.02K +40 +13%
1IA
31
1834 Investment Advisors
Wisconsin
$12K +$13K +257 New
EWM
32
Edge Wealth Management
New York
$9K – – –
RMC
33
Resources Management Corp
Connecticut
$9K +$10.1K +200 New
AF
34
Advisornet Financial
Minnesota
$3K – – –
VEA
35
Virtus ETF Advisers
New York
– -$6.67M -132,284 Closed
SC
36
Selz Capital
New York
– -$1.14M -22,577 Closed
Citadel Advisors
37
Citadel Advisors
Florida
– -$411K -8,159 Closed
AI
38
Atria Investments
North Carolina
– -$198K -3,855 Closed
Squarepoint
39
Squarepoint
New York
– -$165K -3,273 Closed
Millennium Management
40
Millennium Management
New York
– -$146K -2,899 Closed
RJFSA
41
Raymond James Financial Services Advisors
Florida
– -$108K -2,140 Closed
FANJ
42
Financial Architects (New Jersey)
New Jersey
– -$15K -300 Closed
FGAM
43
Financial Gravity Asset Management
Texas
– -$1K -28 Closed
1
2

OXLC Hedge Fund Activity: Q3 2019 in Review

34 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2019, worth a combined $15M — down 31% from $21.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of OXLC and 4 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $4.53M. The largest seller was Virtus ETF Advisers, exiting entirely with an estimated $6.67M sold.

  • 34 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2019, down from 39 in Q2 2019.
  • Funds reported $15M of Oxford Lane Capital stock for Q3 2019, down 31% quarter-over-quarter.
  • 4 funds opened new Oxford Lane Capital positions in Q3 2019 and 9 closed out, a net change of -5 holders.
  • The largest Oxford Lane Capital buyer in Q3 2019 was Morgan Stanley, an estimated $4.53M added.
  • The largest Oxford Lane Capital seller in Q3 2019 was Virtus ETF Advisers, an estimated $6.67M sold.

Based on aggregated 13F filings for Q3 2019.