OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

35 hedge funds and large institutions have $15M invested in Oxford Lane Capital in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
-4
Holders Change %
-10.26%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
14
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.17M
2
WS
Wedbush Securities
California
+$179K
3
NA
NewEdge Advisors
Louisiana
+$132K
4
BRWA
B. Riley Wealth Advisors
Florida
+$118K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$112K

Top Sellers

1
VEA
Virtus ETF Advisers
New York
-$6.67M
2
SC
Selz Capital
New York
-$1.14M
3
AG
Advisor Group
Arizona
-$886K
4
Deutsche Bank
Deutsche Bank
Germany
-$431K
5
Citadel Advisors
Citadel Advisors
Florida
-$411K
Name Holding Trade Value Shares
Change 		Shares
Change %
QCIG
26
Quad-Cities Investment Group
Iowa
$23K +$13.2K +1,402 +134%
GWM
27
Geneos Wealth Management
Colorado
$20K +$1.82K +200 +10%
Citigroup
28
Citigroup
New York
$18K +$18K +1,900 New
NFG
29
Next Financial Group
Texas
$16K -$53.6K -5,700 -77%
WEC
30
Winslow Evans & Crocker
Massachusetts
$16K +$1.88K +200 +13%
1IA
31
1834 Investment Advisors
Wisconsin
$12K +$12K +1,285 New
EWM
32
Edge Wealth Management
New York
$9K – – –
RMC
33
Resources Management Corp
Connecticut
$9K +$9K +1,000 New
AF
34
Advisornet Financial
Minnesota
$3K – – –
VEA
35
Virtus ETF Advisers
New York
– -$6.67M -661,420 Closed
SC
36
Selz Capital
New York
– -$1.14M -112,885 Closed
Citadel Advisors
37
Citadel Advisors
Florida
– -$411K -40,795 Closed
AI
38
Atria Investments
North Carolina
– -$198K -19,275 Closed
Squarepoint
39
Squarepoint
New York
– -$165K -16,363 Closed
Millennium Management
40
Millennium Management
New York
– -$146K -14,496 Closed
RJFSA
41
Raymond James Financial Services Advisors
Florida
– -$108K -10,702 Closed
FANJ
42
Financial Architects (New Jersey)
New Jersey
– -$15K -1,500 Closed
FGAM
43
Financial Gravity Asset Management
Texas
– -$1K -142 Closed
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