FANJ
OXLC

Financial Architects (New Jersey)’s Oxford Lane Capital OXLC Stock Holding History

Financial Architects (New Jersey)’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-300
Closed -$15K – 1128
2019
Q2 		$15K Buy
300
+36
+14% +$1.87K ﹤0.01% 792
2019
Q1 		$13K Buy
264
+54
+26% +$2.72K ﹤0.01% 1026
2018
Q4 		$10K Buy
210
+40
+24% +$2.03K ﹤0.01% 998
2018
Q3 		$9K Buy
+170
New +$9.3K ﹤0.01% 1139

Other funds holding OXLC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Financial Architects (New Jersey)'s OXLC Position: Q3 2019 in Review

Financial Architects (New Jersey) sold out of Oxford Lane Capital (OXLC) in Q3 2019, closing a stake of 300 shares — an estimated $15K sold.

Financial Architects (New Jersey) first reported a position in OXLC in Q3 2018 and held it in 4 quarters. The position peaked at $15K in Q2 2019. 34 funds tracked by Wall St. Rank hold OXLC as of Q3 2019.

  • Financial Architects (New Jersey) reported no remaining Oxford Lane Capital position as of Q3 2019 after selling out during the quarter.
  • Financial Architects (New Jersey) sold 300 Oxford Lane Capital shares in Q3 2019, an estimated $15K.
  • Financial Architects (New Jersey) first reported a position in Oxford Lane Capital in Q3 2018 and held it in 4 quarters.
  • Financial Architects (New Jersey)'s Oxford Lane Capital position peaked at $15K in Q2 2019.
  • 34 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2019.

Based on Financial Architects (New Jersey)'s 13F filing for Q3 2019, filed 6 Nov 2019.