Financial Architects (New Jersey)’s Oxford Lane Capital OXLC Stock Holding History

Financial Architects (New Jersey)’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-300	Closed	-$15K	–	1128
2019 Q2	$15K	Buy	300 +36	+14%	+$1.87K	﹤0.01%	792
2019 Q1	$13K	Buy	264 +54	+26%	+$2.72K	﹤0.01%	1026
2018 Q4	$10K	Buy	210 +40	+24%	+$2.03K	﹤0.01%	998
2018 Q3	$9K	Buy	+170	New	+$9.3K	﹤0.01%	1139

Other funds holding OXLC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Financial Architects (New Jersey)'s OXLC Position: Q3 2019 in Review

Financial Architects (New Jersey) sold out of Oxford Lane Capital (OXLC) in Q3 2019, closing a stake of 300 shares — an estimated $15K sold.

Financial Architects (New Jersey) first reported a position in OXLC in Q3 2018 and held it in 4 quarters. The position peaked at $15K in Q2 2019. 34 funds tracked by Wall St. Rank hold OXLC as of Q3 2019.

Financial Architects (New Jersey) reported no remaining Oxford Lane Capital position as of Q3 2019 after selling out during the quarter.
Financial Architects (New Jersey) sold 300 Oxford Lane Capital shares in Q3 2019, an estimated $15K.
Financial Architects (New Jersey) first reported a position in Oxford Lane Capital in Q3 2018 and held it in 4 quarters.
Financial Architects (New Jersey)'s Oxford Lane Capital position peaked at $15K in Q2 2019.
34 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2019.

Based on Financial Architects (New Jersey)'s 13F filing for Q3 2019, filed 6 Nov 2019.