Financial Gravity Asset Management’s Oxford Lane Capital OXLC Stock Holding History

Financial Gravity Asset Management’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-28	Closed	-$1K	–	1453
2019 Q2	$1K	Buy	+28	New	+$1.45K	﹤0.01%	1104
2018 Q3	–	Sell	-151	Closed	-$9K	–	1555
2018 Q2	$9K	Buy	151 +36	+31%	+$1.93K	0.01%	597
2018 Q1	$6K	Buy	+115	New	+$5.82K	0.01%	685

Other funds holding OXLC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Financial Gravity Asset Management's OXLC Position: Q3 2019 in Review

Financial Gravity Asset Management sold out of Oxford Lane Capital (OXLC) in Q3 2019, closing a stake of 28 shares — an estimated $1K sold.

Financial Gravity Asset Management first reported a position in OXLC in Q1 2018 and held it in 3 quarters. The position peaked at $9K in Q2 2018. 34 funds tracked by Wall St. Rank hold OXLC as of Q3 2019.

Financial Gravity Asset Management reported no remaining Oxford Lane Capital position as of Q3 2019 after selling out during the quarter.
Financial Gravity Asset Management sold 28 Oxford Lane Capital shares in Q3 2019, an estimated $1K.
Financial Gravity Asset Management first reported a position in Oxford Lane Capital in Q1 2018 and held it in 3 quarters.
Financial Gravity Asset Management's Oxford Lane Capital position peaked at $9K in Q2 2018.
34 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2019.

Based on Financial Gravity Asset Management's 13F filing for Q3 2019, filed 15 Oct 2019.