Atria Investments’s Oxford Lane Capital OXLC Stock Holding History

Atria Investments’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-3,855	Closed	-$198K	–	940
2019 Q2	$198K	Buy	+3,855	New	+$200K	0.01%	911

Other funds holding OXLC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Atria Investments's OXLC Position: Q3 2019 in Review

Atria Investments sold out of Oxford Lane Capital (OXLC) in Q3 2019, closing a stake of 3,855 shares — an estimated $198K sold.

Atria Investments first reported a position in OXLC in Q2 2019 and held it in 1 quarter. The position peaked at $198K in Q2 2019. 34 funds tracked by Wall St. Rank hold OXLC as of Q3 2019.

Atria Investments reported no remaining Oxford Lane Capital position as of Q3 2019 after selling out during the quarter.
Atria Investments sold 3,855 Oxford Lane Capital shares in Q3 2019, an estimated $198K.
Atria Investments first reported a position in Oxford Lane Capital in Q2 2019 and held it in 1 quarter.
Atria Investments's Oxford Lane Capital position peaked at $198K in Q2 2019.
34 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q3 2019.

Based on Atria Investments's 13F filing for Q3 2019, filed 14 Nov 2019.