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Hercules Capital
HTGC

Overview Fund Activity

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.74%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$11.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$12.8M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$7.21M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$4.52M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$3.66M

Top Sellers

1
GIP
1
Granite Investment Partners
California
$0
2
Northern Trust
2
Northern Trust
Illinois
$1.48M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$12.1M
4
Aberdeen Group
4
Aberdeen Group
United Kingdom
$3.96M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CSS
151
Cubist Systematic Strategies
Connecticut
$184K -$344K -20,150 -65%
UCFA
152
United Capital Financial Advisors
Texas
$183K +$183K +10,750 New
CAN
153
Cetera Advisor Networks
California
$179K +$179K +10,493 New
DI
154
Diligent Investors
California
$178K +$154 +9 +0.1%
Citigroup
155
Citigroup
New York
$174K -$14.1K -824 -7%
SBIA
156
Sheaff Brock Investment Advisors
Indiana
$174K -$8.53K -500 -5%
BAAM
157
Baker Avenue Asset Management
California
$174K – – –
TC
158
Telemus Capital
Michigan
$171K -$1.37M -80,000 -89%
ZIG
159
Zuckerman Investment Group
Illinois
$171K +$171K +10,000 New
PO
160
Private Ocean
California
$128K – – –
RE
161
RBC Europe
United Kingdom
$119K – – –
ASN
162
Advisory Services Network
Georgia
$114K +$114K +6,691 New
ED
163
Exane Derivatives
France
$82.8K -$4.85K -281 -6%
FIA
164
FNY Investment Advisers
New York
$68K -$82.3K -4,839 -55%
BCA
165
Berman Capital Advisors
Georgia
$68K – – –
HI
166
Harbour Investments
Wisconsin
$67K +$763 +45 +1%
HCM
167
Highlander Capital Management
New Jersey
$60K – – –
JPLA
168
Joseph P. Lucia & Associates
New York
$54K +$119 +7 +0.2%
OCM
169
Orion Capital Management
California
$51K – – –
CBT
170
CoreFirst Bank & Trust
Kansas
$45K -$6.19K -361 -12%
TCM
171
Tradewinds Capital Management
Washington
$44K +$813 +48 +2%
CCM
172
Covington Capital Management
California
$43K – – –
Carson Wealth (CWM LLC)
173
Carson Wealth (CWM LLC)
Nebraska
$43K – – –
AWM
174
Atticus Wealth Management
Florida
$41K +$355 +21 +0.9%
CG
175
Cutler Group
California
$35K +$6.67K +400 +24%
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7
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