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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
CSS
151
Cubist Systematic Strategies
Connecticut
$184K -$345K -20,150 -65%
UCFA
152
United Capital Financial Advisors
Texas
$183K +$184K +10,750 New
CAN
153
Cetera Advisor Networks
California
$179K +$180K +10,493 New
DI
154
Diligent Investors
California
$178K +$154 +9 +0.1%
Citigroup
155
Citigroup
New York
$174K -$14.1K -824 -7%
SBIA
156
Sheaff Brock Investment Advisors
Indiana
$174K -$8.55K -500 -5%
BAAM
157
Baker Avenue Asset Management
California
$174K – – –
TC
158
Telemus Capital
Michigan
$171K -$1.37M -80,000 -89%
ZIG
159
Zuckerman Investment Group
Illinois
$171K +$171K +10,000 New
PO
160
Private Ocean
California
$128K – – –
RE
161
RBC Europe
United Kingdom
$119K – – –
ASN
162
Advisory Services Network
Georgia
$114K +$114K +6,691 New
ED
163
Exane Derivatives
France
$82.8K -$4.81K -281 -6%
FIA
164
FNY Investment Advisers
New York
$68K -$82.8K -4,839 -55%
BCA
165
Berman Capital Advisors
Georgia
$68K – – –
HI
166
Harbour Investments
Wisconsin
$67K +$770 +45 +1%
HCM
167
Highlander Capital Management
New Jersey
$60K – – –
JPLA
168
Joseph P. Lucia & Associates
New York
$54K +$120 +7 +0.2%
OCM
169
Orion Capital Management
California
$51K – – –
CBT
170
CoreFirst Bank & Trust
Kansas
$45K -$6.18K -361 -12%
TCM
171
Tradewinds Capital Management
Washington
$44K +$821 +48 +2%
Carson Wealth (CWM LLC)
172
Carson Wealth (CWM LLC)
Nebraska
$43K – – –
CCM
173
Covington Capital Management
California
$43K – – –
AWM
174
Atticus Wealth Management
Florida
$41K +$359 +21 +0.9%
CG
175
Cutler Group
California
$35K +$6.84K +400 +24%
5 6
7
8 9

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.