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FNY Investment Advisers’s Hercules Capital HTGC Stock Holding History

FNY Investment Advisers’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-2,500
Closed -$41K – 667
2021
Q3 		$41K Sell
2,500
-1,500
-38% -$25.5K 0.02% 383
2021
Q2 		$68K Sell
4,000
-4,839
-55% -$82.8K 0.03% 353
2021
Q1 		$141K Buy
+8,839
New +$137K 0.05% 247

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
UBP
Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return
TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
GHAM
Gilman Hill Asset Management New Canaan, Connecticut $731M AUM 19.41% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $6.78B AUM 31.6% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
FWP
FAS Wealth Partners Leawood, Kansas $1.92B AUM 26.86% 1-Year Est. Return

FNY Investment Advisers's HTGC Position: Q4 2021 in Review

FNY Investment Advisers sold out of Hercules Capital (HTGC) in Q4 2021, closing a stake of 2,500 shares — an estimated $41K sold.

FNY Investment Advisers first reported a position in HTGC in Q1 2021 and held it in 3 quarters. The position peaked at $141K in Q1 2021. 246 funds tracked by Wall St. Rank hold HTGC as of Q4 2021.

  • FNY Investment Advisers reported no remaining Hercules Capital position as of Q4 2021 after selling out during the quarter.
  • FNY Investment Advisers sold 2,500 Hercules Capital shares in Q4 2021, an estimated $41K.
  • FNY Investment Advisers first reported a position in Hercules Capital in Q1 2021 and held it in 3 quarters.
  • FNY Investment Advisers's Hercules Capital position peaked at $141K in Q1 2021.
  • 246 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.