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Hercules Capital
HTGC
HTGC
156 hedge funds and large institutions have $486M invested in Hercules Capital in 2016 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 74 increasing their positions, 41 reducing their positions, and 7 closing their positions.
New
Increased
Maintained
Reduced
Closed
171% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 7
138% more call options, than puts
Call options by funds: $830K | Put options by funds: $349K
80% more repeat investments, than reductions
Existing positions increased: 74 | Existing positions reduced: 41
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
13% more capital invested
Capital invested by funds: $430M → $486M (+$56.1M)
5% more funds holding
Funds holding: 148 → 156 (+8)
2.26% more ownership
Funds ownership: 42.41% → 44.67% (+2.3%)
Holders
156
Holders Change
+8
Holders Change %
+5.41%
% of All Funds
3.9%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
19
Increased
74
Reduced
41
Closed
7
Calls
$830K
Puts
$349K
Net Calls
+$481K
Net Calls Change
+$279K
Top Buyers
| 1 |
MC
Muzinich & Co
New York
|
+$13.9M |
| 2 |
State of New Jersey Common Pension Fund D
Trenton,
New Jersey
|
+$7.15M |
| 3 |
Nomura Holdings
Tokyo,
Japan
|
+$4.9M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$2.63M |
| 5 |
WWM
Willingdon Wealth Management
Huntersville,
North Carolina
|
+$2.45M |
Top Sellers
| 1 |
Invesco
Atlanta,
Georgia
|
-$8.19M |
| 2 |
IG
ING Group
Amsterdam,
Netherlands
|
-$4.98M |
| 3 |
YMRC
Yorktown Management & Research Company
Forest,
Virginia
|
-$1.63M |
| 4 |
RP
Raiff Partners
New York
|
-$1.42M |
| 5 |
Morgan Stanley
New York
|
-$908K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DOA
151
D'Orazio & Associates
Falls Church,
Virginia
| $4K | – | – | – |
|
|
WAM
152
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $4K | – | – | – |
|
|
EWM
153
Endurance Wealth Management
Providence,
Rhode Island
| $3K | – | – | – |
|
|
MPWT
154
MassMutual Private Wealth & Trust
Windsor,
Connecticut
| $1.41K | +$1.36K | +100 | New |
|
155
Barclays
London,
United Kingdom
| $1K | -$30.5K | -2,244 | -97% |
|
|
CHP
156
Cable Hill Partners
Portland,
Oregon
| $1K | – | – | – |
|
|
IG
157
ING Group
Amsterdam,
Netherlands
| – | -$4.98M | -369,211 | Closed |
|
|
RP
158
Raiff Partners
New York
| – | -$1.42M | -105,000 | Closed |
|
|
CAN
159
Cetera Advisor Networks
El Segundo,
California
| – | -$217K | -16,036 | Closed |
|
|
NPC
160
National Planning Corporation
El Segundo,
California
| – | -$174K | -13,245 | Closed |
|
|
UCFA
161
United Capital Financial Advisors
Irving,
Texas
| – | -$145K | -10,677 | Closed |
|
162
Simplex Trading
Chicago,
Illinois
| – | -$11K | -847 | Closed |
|
|
AIM
163
Acrospire Investment Management
Chicago,
Illinois
| – | -$11K | -795 | Closed |
|