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National Planning Corporation’s Hercules Capital HTGC Stock Holding History

National Planning Corporation’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-13,245
Closed -$174K – 709
2016
Q3 		$174K Buy
+13,245
New +$177K 0.01% 599
2016
Q1 		– Sell
-43,121
Closed -$465K – 697
2015
Q4 		$465K Buy
+43,121
New +$485K 0.04% 415
2015
Q1 		– Sell
-4,060
Closed -$59.3K – 1285
2014
Q4 		$59.3K Buy
+4,060
New +$61.3K ﹤0.01% 1177

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

National Planning Corporation's HTGC Position: Q4 2016 in Review

National Planning Corporation sold out of Hercules Capital (HTGC) in Q4 2016, closing a stake of 13,245 shares — an estimated $174K sold.

National Planning Corporation first reported a position in HTGC in Q4 2014 and held it in 3 quarters. The position peaked at $465K in Q4 2015. 156 funds tracked by Wall St. Rank hold HTGC as of Q4 2016.

  • National Planning Corporation reported no remaining Hercules Capital position as of Q4 2016 after selling out during the quarter.
  • National Planning Corporation sold 13,245 Hercules Capital shares in Q4 2016, an estimated $174K.
  • National Planning Corporation first reported a position in Hercules Capital in Q4 2014 and held it in 3 quarters.
  • National Planning Corporation's Hercules Capital position peaked at $465K in Q4 2015.
  • 156 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2016.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.