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Hercules Capital
HTGC

148 hedge funds and large institutions have $430M invested in Hercules Capital in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 39

66% more call options, than puts

Call options by funds: $509K | Put options by funds: $307K

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

14% more capital invested

Capital invested by funds: $377M → $430M (+$53.8M)

1.25% more ownership

Funds ownership: 41.16% → 42.41% (+1.3%)

1% more funds holding

Funds holding: 147 → 148 (+1)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
19
Increased
67
Reduced
39
Closed
13
Calls
$509K
Puts
$307K
Net Calls
+$202K
Net Calls Change
-$1.05M

Top Buyers

1
MC
Muzinich & Co
New York
+$5M
2
NC
Northpointe Capital
Michigan
+$4.03M
3
Two Sigma Investments
Two Sigma Investments
New York
+$3.28M
4
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
+$3M
5
GC
Guggenheim Capital
Illinois
+$2.51M

Top Sellers

1
NIMC
NWQ Investment Management Company
California
-$3.94M
2
BC
Brinker Capital
Pennsylvania
-$2.96M
3
AllianceBernstein
AllianceBernstein
Tennessee
-$1.71M
4
Wells Fargo
Wells Fargo
California
-$1.71M
5
WFI
West Family Investments
California
-$1.63M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAM
151
Impax Asset Management
New Hampshire
– -$1.07M -86,000 Closed
ARTA
152
A.R.T. Advisors
New York
– -$176K -14,230 Closed
CIA
153
Capital Investment Advisors
Georgia
– -$132K -10,657 Closed
M&T Bank
154
M&T Bank
New York
– -$125K -10,080 Closed
PAM
155
Princeton Alpha Management
New Jersey
– -$125K -10,043 Closed
CG
156
Cutler Group
California
– -$25.2K -1,887 Closed
HR
157
Howe & Rusling
New York
– -$16K -1,325 Closed
Fifth Third Bancorp
158
Fifth Third Bancorp
Ohio
– -$12K -1,000 Closed
JC
159
JBF Capital
Colorado
– -$12K -1,000 Closed
RFA
160
Reilly Financial Advisors
California
– -$12K -1,000 Closed
AIS
161
Accurate Investment Solutions
Pennsylvania
– -$1K -45 Closed
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