Howe & Rusling’s Hercules Capital HTGC Stock Holding History

Howe & Rusling’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,325	Closed	-$16K	–	1072
2016 Q2	$16K	Buy	+1,325	New	+$16.1K	﹤0.01%	393

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Howe & Rusling's HTGC Position: Q3 2016 in Review

Howe & Rusling sold out of Hercules Capital (HTGC) in Q3 2016, closing a stake of 1,325 shares — an estimated $16K sold.

Howe & Rusling first reported a position in HTGC in Q2 2016 and held it in 1 quarter. The position peaked at $16K in Q2 2016. 148 funds tracked by Wall St. Rank hold HTGC as of Q3 2016.

Howe & Rusling reported no remaining Hercules Capital position as of Q3 2016 after selling out during the quarter.
Howe & Rusling sold 1,325 Hercules Capital shares in Q3 2016, an estimated $16K.
Howe & Rusling first reported a position in Hercules Capital in Q2 2016 and held it in 1 quarter.
Howe & Rusling's Hercules Capital position peaked at $16K in Q2 2016.
148 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2016.

Based on Howe & Rusling's 13F filing for Q3 2016, filed 17 Oct 2016.