Capital Investment Advisors’s Hercules Capital HTGC Stock Holding History

Capital Investment Advisors’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,057	Closed	-$132K	–	492
2017 Q4	$132K	Hold	10,057	–	–	0.01%	469
2017 Q3	$130K	Buy	+10,057	New	+$129K	0.01%	457
2016 Q3	–	Sell	-10,657	Closed	-$132K	–	446
2016 Q2	$132K	Buy	10,657 +800	+8%	+$9.72K	0.01%	417
2016 Q1	$118K	Buy	+9,857	New	+$110K	0.01%	414

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Capital Investment Advisors's HTGC Position: Q1 2018 in Review

Capital Investment Advisors sold out of Hercules Capital (HTGC) in Q1 2018, closing a stake of 10,057 shares — an estimated $132K sold.

Capital Investment Advisors first reported a position in HTGC in Q1 2016 and held it in 4 quarters. The position peaked at $132K in Q4 2017. 161 funds tracked by Wall St. Rank hold HTGC as of Q1 2018.

Capital Investment Advisors reported no remaining Hercules Capital position as of Q1 2018 after selling out during the quarter.
Capital Investment Advisors sold 10,057 Hercules Capital shares in Q1 2018, an estimated $132K.
Capital Investment Advisors first reported a position in Hercules Capital in Q1 2016 and held it in 4 quarters.
Capital Investment Advisors's Hercules Capital position peaked at $132K in Q4 2017.
161 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2018.

Based on Capital Investment Advisors's 13F filing for Q1 2018, filed 16 Apr 2018.