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Hercules Capital
HTGC

Overview Fund Activity

218 hedge funds and large institutions have $511M invested in Hercules Capital in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 83 increasing their positions, 60 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+4
Holders Change %
+1.87%
% of All Funds
3.83%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
83
Reduced
60
Closed
21
Calls
$9.7M
Puts
$11.3M
Net Calls
-$1.64M
Net Calls Change
+$892K

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$8.47M
2
Invesco
2
Invesco
Georgia
$18M
3
BlackRock
3
BlackRock
New York
$15.5M
4
UIC
4
Uniplan Investment Counsel
Wisconsin
$2.6M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$2.38M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$5.54M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$1.23M
4
Skandinaviska Enskilda Banken (SEB)
4
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
5
MC
5
Muzinich & Co
New York
$8.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
SEI Investments
126
SEI Investments
Pennsylvania
$321K -$1.21K -73 -0.4%
Barclays
127
Barclays
United Kingdom
$321K – – –
PWP
128
Principle Wealth Partners
Connecticut
$315K – – –
CSS
129
Cubist Systematic Strategies
Connecticut
$310K +$131K +7,873 +73%
VAS
130
Vestmark Advisory Solutions
Massachusetts
$300K +$64.7K +3,890 +27%
Victory Capital Management
131
Victory Capital Management
Texas
$289K -$14.4K -863 -5%
Bank of New York Mellon
132
Bank of New York Mellon
New York
$288K -$1.79M -107,952 -86%
OPA
133
Old Port Advisors
Maine
$278K -$33K -1,960 -11%
EFS
134
Essex Financial Services
Connecticut
$277K +$18.3K +1,100 +7%
AIMCA
135
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$266K – – –
CG
136
Caprock Group
Idaho
$266K – – –
SCM
137
Shelton Capital Management
Colorado
$258K -$111K -6,700 -30%
QIM
138
Quest Investment Management
Oregon
$254K – – –
WP
139
WMS Partners
Maryland
$252K +$252K +15,200 New
Man Group
140
Man Group
United Kingdom
$242K +$242K +14,593 New
BB
141
Busey Bank
Illinois
$240K +$240K +14,450 New
EGA
142
Eagle Global Advisors
Texas
$236K -$418K -25,180 -64%
SI
143
Stephens Inc
Arkansas
$233K +$233K +14,050 New
UCFA
144
United Capital Financial Advisors
Texas
$231K +$52.3K +3,150 +29%
CAN
145
Cetera Advisor Networks
California
$227K +$52.9K +3,190 +30%
WJWM
146
Williams Jones Wealth Management
New York
$225K +$4.18K +252 +2%
BRWA
147
B. Riley Wealth Advisors
Florida
$215K +$215K +12,905 New
QC
148
Quantedge Capital
Singapore
$214K – – –
APA
149
American Portfolios Advisors
New York
$213K +$3.06K +184 +1%
BPA
150
Beacon Pointe Advisors
California
$203K – – –
4 5
6
7 8