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Hercules Capital
HTGC

Overview Fund Activity

193 hedge funds and large institutions have $486M invested in Hercules Capital in 2020 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
+14
Holders Change %
+7.82%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
39
Increased
68
Reduced
51
Closed
24
Calls
$6.52M
Puts
$3.09M
Net Calls
+$3.43M
Net Calls Change
+$4.3M

Top Buyers

1
Invesco
1
Invesco
Georgia
$9.94M
2
MGAM
2
McGowan Group Asset Management
Texas
$5.48M
3
N
3
Natixis
France
$3.63M
4
Neuberger Berman Group
4
Neuberger Berman Group
New York
$3.19M
5
Voloridge Investment Management
5
Voloridge Investment Management
Florida
$2.43M

Top Sellers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$27.4M
2
JAM
2
Jacobs Asset Management
New York
$0
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$19M
4
RCM
4
Radcliffe Capital Management
Pennsylvania
$0
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
126
Quest Investment Management
Oregon
$221K – – –
FNBOMD
127
First National Bank of Mount Dora
Florida
$219K – – –
SAS
128
Stelac Advisory Services
New York
$212K +$288 +20 +0.1%
MAFM
129
Mid Atlantic Financial Management
Pennsylvania
$195K – – –
EFS
130
Essex Financial Services
Connecticut
$192K +$17.3K +1,199 +10%
PI
131
PEAK6 Investments
Illinois
$189K -$71K -4,917 -27%
GAM
132
Gotham Asset Management
New York
$188K -$1.66K -115 -0.9%
WJWM
133
Williams Jones Wealth Management
New York
$185K – – –
BAM
134
Belpointe Asset Management
Nevada
$185K +$231 +16 +0.1%
FNT
135
First National Trust
Pennsylvania
$182K +$182K +12,633 New
APA
136
American Portfolios Advisors
New York
$175K +$1.38K +96 +0.8%
CFGS
137
Concourse Financial Group Securities
Alabama
$173K +$4.26K +295 +3%
PWP
138
Principle Wealth Partners
Connecticut
$166K +$166K +11,525 New
Group One Trading
139
Group One Trading
Illinois
$162K +$162K +11,245 New
Citigroup
140
Citigroup
New York
$159K +$1.65K +114 +1%
PFO
141
Pathstone Family Office
New Jersey
$159K +$28.9K +2,000 +22%
CAMG
142
CWA Asset Management Group
Florida
$158K -$71.8K -4,961 -31%
GG
143
Golden Green
South Carolina
$153K +$153K +10,634 New
BAAM
144
Baker Avenue Asset Management
California
$147K +$147K +10,250 New
LGA
145
Lebenthal Global Advisors
New York
$115K +$115K +8,005 New
RE
146
RBC Europe
United Kingdom
$101K – – –
ASN
147
Advisory Services Network
Georgia
$84K -$10.8K -749 -11%
CG
148
Cutler Group
California
$74K +$4.27K +300 +6%
PO
149
Private Ocean
California
$73K – – –
BCA
150
Berman Capital Advisors
Georgia
$57K – – –
4 5
6
7 8