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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
126
Citigroup
New York
$171K 12,180 -314 -3%
CFGS
127
Concourse Financial Group Securities
Alabama
$167K 11,886 +9,886 +494%
BRWM
128
B. Riley Wealth Management
Tennessee
$156K 11,130 +11,130 New
MFG
129
Magnus Financial Group
New York
$154K 11,000 – –
Allianz Asset Management
130
Allianz Asset Management
Germany
$154K 11,010 +11,010 New
Comerica Bank
131
Comerica Bank
Texas
$150K 10,293 – –
SAS
132
Stelac Advisory Services
New York
$146K 10,436 – –
FNBOMD
133
First National Bank of Mount Dora
Florida
$141K 10,100 – –
CG
134
CFO4Life Group
Texas
$141K 10,040 +10,040 New
TC
135
Telemus Capital
Michigan
$140K 10,000 -5,000 -33%
PCM
136
Prelude Capital Management
New York
$129K 9,200 – –
ASN
137
Advisory Services Network
Georgia
$112K 7,975 +364 +5%
QT
138
Quantbot Technologies
New York
$102K 7,296 +7,296 New
APA
139
American Portfolios Advisors
New York
$98.8K 7,046 +1,079 +18%
RE
140
RBC Europe
United Kingdom
$98.1K 7,000 – –
Lazard Asset Management
141
Lazard Asset Management
New York
$98K 7,000 – –
PA
142
Parallel Advisors
California
$93K 6,651 +611 +10%
OIA
143
Optimum Investment Advisors
Illinois
$91K 6,500 – –
ST
144
Smithfield Trust
Pennsylvania
$69K 4,895 – –
PO
145
Private Ocean
California
$66K 4,670 -953 -17%
AA
146
Advisory Alpha
Michigan
$50.3K 3,557 – –
HCM
147
Highlander Capital Management
New Jersey
$50K 3,532 – –
CCM
148
Covington Capital Management
California
$49K 3,500 – –
Chevy Chase Trust
149
Chevy Chase Trust
Maryland
$46K 3,305 +3,305 New
VFA
150
Valeo Financial Advisors
Indiana
$45K 3,210 +3,005 +1,466%
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