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Hercules Capital
HTGC

Overview Fund Activity

174 hedge funds and large institutions have $460M invested in Hercules Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 60 increasing their positions, 49 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
174
Holders Change
+13
Holders Change %
+8.07%
% of All Funds
3.99%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
28
Increased
60
Reduced
49
Closed
15
Calls
$1.76M
Puts
$1.9M
Net Calls
-$141K
Net Calls Change
+$781K

Top Buyers

1
GIP
1
Granite Investment Partners
California
$14.8M
2
STB
2
S&T Bank
Pennsylvania
$8.58M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$8.51M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$7.7M
5
CF
5
Centaurus Financial
California
$7.34M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$15.7M
2
MC
2
Muzinich & Co
New York
$18.9M
3
MWNA
3
Marshall Wace North America
New York
$0
4
AR
4
Advisory Research
Illinois
$3.7M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$3.43M
Name Holding Trade Value Shares
Change 		Shares
Change %
FCI
126
Financial Counselors Inc
Kansas
$166K +$11.3K +890 +7%
VF
127
Virtu Financial
New York
$162K +$162K +12,809 New
MML Investors Services
128
MML Investors Services
Massachusetts
$157K -$48.2K -3,803 -24%
US Bancorp
129
US Bancorp
Minnesota
$157K -$14.9K -1,177 -9%
SWP
130
Stratos Wealth Partners
Ohio
$149K -$23.4K -1,850 -14%
FNBOMD
131
First National Bank of Mount Dora
Florida
$127K – – –
ASN
132
Advisory Services Network
Georgia
$105K +$755 +56 +0.7%
ST
133
Smithfield Trust
Pennsylvania
$89K +$89K +7,054 New
RE
134
RBC Europe
United Kingdom
$88.6K – – –
Lazard Asset Management
135
Lazard Asset Management
New York
$88K – – –
RFM
136
Royal Fund Management
Florida
$83K – – –
Manulife (Manufacturers Life Insurance)
137
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$67K -$40.8K -3,234 -38%
Barclays
138
Barclays
United Kingdom
$66K -$305 -24 -0.5%
CPIG
139
Chicago Partners Investment Group
Illinois
$61K +$897 +71 +1%
PO
140
Private Ocean
California
$59K – – –
GWM
141
Geneos Wealth Management
Colorado
$57K -$12.5K -1,000 -18%
PCG
142
Private Capital Group
Connecticut
$56K – – –
First Manhattan
143
First Manhattan
New York
$50K – – –
HNB
144
Huntington National Bank
Ohio
$49K +$49K +3,861 New
HCM
145
Highlander Capital Management
New Jersey
$45K – – –
CAC
146
Certified Advisory Corp
Florida
$30K – – –
TAIM
147
TD Ameritrade Investment Management
Nebraska
$30K +$30K +2,375 New
RCAG
148
Rehmann Capital Advisory Group
Michigan
$29.9K +$721 +57 +2%
TCM
149
Tradewinds Capital Management
Washington
$25K +$600 +47 +2%
JIR
150
James Investment Research
Ohio
$23K -$639 -50 -3%
4 5
6
7 8