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Hercules Capital
HTGC

Overview Fund Activity

177 hedge funds and large institutions have $466M invested in Hercules Capital in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 67 increasing their positions, 48 reducing their positions, and 30 closing their positions.

Holders
177
Holders Change
-9
Holders Change %
-4.84%
% of All Funds
3.89%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
67
Reduced
48
Closed
30
Calls
$152K
Puts
$1.83M
Net Calls
-$1.68M
Net Calls Change
+$1.05M

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$7.38M
2
SIS
2
Sound Income Strategies
Florida
$25.5M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$7.1M
4
BlackRock
4
BlackRock
New York
$7.5M
5
Macquarie Group
5
Macquarie Group
Australia
$3.21M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$6.75M
2
UBS Group
2
UBS Group
Switzerland
$16.3M
3
PI
3
Putnam Investments
Massachusetts
$0
4
GIM
4
Greenwich Investment Management
Connecticut
$793K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$24.7M
Name Market Value Shares Shares
Change 		Shares
Change %
SEI Investments
101
SEI Investments
Pennsylvania
$227K 17,031 -537 -3%
AIMCA
102
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$214K 16,009 – –
CIBC World Market
103
CIBC World Market
Ontario, Canada
$205K 15,322 -256 -2%
QIM
104
Quest Investment Management
Oregon
$205K 15,315 – –
TC
105
Telemus Capital
Michigan
$201K 15,000 – –
GWM
106
Geneos Wealth Management
Colorado
$199K 14,850 +1,000 +7%
Ameriprise
107
Ameriprise
Minnesota
$195K 14,631 +14,631 New
CA
108
Calton & Associates
Florida
$185K 13,844 +13,844 New
US Bancorp
109
US Bancorp
Minnesota
$181K 13,584 -592 -4%
FAAS
110
First Allied Advisory Services
California
$181K 13,456 +900 +7%
KA
111
Kovack Advisors
Florida
$180K 13,430 +1,012 +8%
FCI
112
Financial Counselors Inc
Kansas
$175K 13,075 -40 -0.3%
SIA
113
Sit Investment Associates
Minnesota
$175K 13,100 – –
Citigroup
114
Citigroup
New York
$167K 12,494 -380 -3%
CANY
115
Caxton Associates (New York)
New York
$162K 12,119 +12,119 New
QC
116
Quadrature Capital
United Kingdom
$161K 12,018 +12,018 New
VAS
117
Vestmark Advisory Solutions
Massachusetts
$161K 12,044 +12,044 New
CBA
118
Coastal Bridge Advisors
Connecticut
$151K 11,271 +11,271 New
MFG
119
Magnus Financial Group
New York
$147K 11,000 – –
GCP
120
GSA Capital Partners
United Kingdom
$143K 10,731 -14,513 -57%
Comerica Bank
121
Comerica Bank
Texas
$140K 10,293 -2,322 -18%
SAS
122
Stelac Advisory Services
New York
$140K 10,436 – –
FNBOMD
123
First National Bank of Mount Dora
Florida
$135K 10,100 – –
PCM
124
Prelude Capital Management
New York
$123K 9,200 +1,500 +19%
ASN
125
Advisory Services Network
Georgia
$98K 7,611 – –
3 4
5
6 7