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Hercules Capital
HTGC

Overview Fund Activity

171 hedge funds and large institutions have $391M invested in Hercules Capital in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 69 increasing their positions, 48 reducing their positions, and 37 closing their positions.

Holders
171
Holders Change
-10
Holders Change %
-5.52%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
69
Reduced
48
Closed
37
Calls
$122K
Puts
$705K
Net Calls
-$583K
Net Calls Change
+$51K

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$17.7M
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$8.1M
4
AM
4
Ares Management
California
$19.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
UBS Group
2
UBS Group
Switzerland
$21.2M
3
NC
3
Northpointe Capital
Michigan
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.04M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$4.16M
Name Market Value Shares Shares
Change 		Shares
Change %
SM
101
Salzhauer Michael
$254K 23,000 -2,000 -8%
AIC
102
Archer Investment Corporation
Indiana
$254K 23,000 +23,000 New
TG
103
TCW Group
California
$245K 22,200 – –
Mirae Asset Global Investments
104
Mirae Asset Global Investments
South Korea
$243K 22,014 +725 +3%
CSS
105
Cubist Systematic Strategies
Connecticut
$242K 21,900 +2,213 +11%
CIBC World Market
106
CIBC World Market
Ontario, Canada
$235K 21,227 -1,418 -6%
NSIM
107
North Star Investment Management
Illinois
$234K 21,200 +4,800 +29%
PAG
108
Private Advisor Group
New Jersey
$225K 20,323 +1,682 +9%
Creative Planning
109
Creative Planning
Kansas
$213K 19,316 +2,813 +17%
Citadel Advisors
110
Citadel Advisors
Florida
$212K 19,144 -35,172 -65%
Comerica Bank
111
Comerica Bank
Texas
$202K 15,794 -65 -0.4%
AAS
112
Annex Advisory Services
Wisconsin
$194K 17,550 +17,550 New
PPP
113
Private Portfolio Partners
New Jersey
$187K 16,905 +16,905 New
SB
114
Suntrust Banks
Georgia
$181K 16,322 -16,645 -50%
QIM
115
Quest Investment Management
Oregon
$176K 15,900 – –
QC
116
Quadrature Capital
United Kingdom
$176K 15,951 +15,951 New
FAAS
117
First Allied Advisory Services
California
$174K 15,747 +2,199 +16%
Citigroup
118
Citigroup
New York
$169K 15,279 -4,330 -22%
SG Americas Securities
119
SG Americas Securities
New York
$168K 15,227 – –
TC
120
Telemus Capital
Michigan
$166K 15,000 – –
SEI Investments
121
SEI Investments
Pennsylvania
$164K 13,251 +6,163 +87%
FCI
122
Financial Counselors Inc
Kansas
$145K 13,115 – –
TCM
123
Tufton Capital Management
Maryland
$143K 12,981 -1,926 -13%
US Bancorp
124
US Bancorp
Minnesota
$135K 12,240 – –
State of Tennessee, Department of Treasury
125
State of Tennessee, Department of Treasury
Tennessee
$127K 11,500 -15,200 -57%
3 4
5
6 7