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Hercules Capital
HTGC

Overview Fund Activity

161 hedge funds and large institutions have $393M invested in Hercules Capital in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 67 reducing their positions, and 25 closing their positions.

Holders
161
Holders Change
-2
Holders Change %
-1.23%
% of All Funds
3.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
23
Increased
44
Reduced
67
Closed
25
Calls
$860K
Puts
$1.78M
Net Calls
-$922K
Net Calls Change
+$9K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$25.6M
2
AM
2
Ares Management
California
$17.1M
3
CFG
3
CNO Financial Group
Indiana
$2.96M
4
CF
4
Centaurus Financial
California
$1.76M
5
OCG
5
Opus Capital Group
Ohio
$1.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$24.8M
2
MWNA
2
Marshall Wace North America
New York
$2.64M
3
UBS Group
3
UBS Group
Switzerland
$23.2M
4
Millennium Management
4
Millennium Management
New York
$6.76M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.57M
Name Market Value Shares Shares
Change 		Shares
Change %
AI
101
Atria Investments
North Carolina
$239K 19,751 +3,253 +20%
Tudor Investment Corp
102
Tudor Investment Corp
Connecticut
$217K 17,910 -13,782 -43%
RJFSA
103
Raymond James Financial Services Advisors
Florida
$198K 16,347 -2,129 -12%
MML Investors Services
104
MML Investors Services
Massachusetts
$196K 16,179 +16,179 New
Creative Planning
105
Creative Planning
Kansas
$195K 16,152 -10,949 -40%
AIMCA
106
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$194K 16,009 – –
Comerica Bank
107
Comerica Bank
Texas
$193K 15,861 -1,343 -8%
QIM
108
Quest Investment Management
Oregon
$192K 15,900 – –
Lido Advisors
109
Lido Advisors
California
$184K 15,222 – –
SG Americas Securities
110
SG Americas Securities
New York
$183K 15,087 -1,400 -8%
BC
111
Brinker Capital
Pennsylvania
$179K 14,816 +1,748 +13%
LPL Financial
112
LPL Financial
California
$178K 14,684 -198 -1%
TRCT
113
Tower Research Capital (TRC)
New York
$177K 14,663 +13,879 +1,770%
FAAS
114
First Allied Advisory Services
California
$176K 14,470 +2,072 +17%
Bank of America
115
Bank of America
North Carolina
$173K 14,302 -31,883 -69%
KCM
116
Kempner Capital Management
Texas
$172K 14,200 – –
CFB
117
Cullen/Frost Bankers
Texas
$172K 14,200 +14,200 New
SWP
118
Stratos Wealth Partners
Ohio
$165K 13,625 -2,000 -13%
US Bancorp
119
US Bancorp
Minnesota
$164K 13,586 +1,464 +12%
FCI
120
Financial Counselors Inc
Kansas
$148K 12,225 -775 -6%
FNBOMD
121
First National Bank of Mount Dora
Florida
$121K 10,000 – –
Manulife (Manufacturers Life Insurance)
122
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$103K 8,541 -2,204 -21%
ASN
123
Advisory Services Network
Georgia
$94K 7,727 +170 +2%
RE
124
RBC Europe
United Kingdom
$84.7K 7,000 +7,000 New
Lazard Asset Management
125
Lazard Asset Management
New York
$84K 7,000 – –
3 4
5
6 7